B. Riley Wealth Advisors’s PIMCO Short Term Municipal Bond Active Exchange-Traded Fund SMMU Stock Holding History

B. Riley Wealth Advisors’s Portfolio SMMU Stock Details SMMU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-10,895	Closed	-$552K	–	888
2019 Q4	$552K	Sell	10,895 -545	-5%	-$27.6K	0.05%	402
2019 Q3	$580K	Buy	11,440 +4,178	+58%	+$212K	0.06%	359
2019 Q2	$368K	Buy	7,262 +1,846	+34%	+$92.9K	0.04%	488
2019 Q1	$273K	Buy	+5,416	New	+$271K	0.03%	540
2014 Q3	–	Sell	-1,055	Closed	-$53.2K	–	1702
2014 Q2	$53.2K	Buy	+1,055	New	+$53.2K	0.01%	1008

Other funds holding SMMU

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

MHS

M Holdings Securities Portland, Oregon $1.48B AUM 26.15% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SCA

Stokes Capital Advisors Greenwood, South Carolina $446M AUM 13.55% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

B. Riley Wealth Advisors's SMMU Position: Q1 2020 in Review

B. Riley Wealth Advisors sold out of PIMCO Short Term Municipal Bond Active Exchange-Traded Fund (SMMU) in Q1 2020, closing a stake of 10,895 shares — an estimated $552K sold.

B. Riley Wealth Advisors first reported a position in SMMU in Q2 2014 and held it in 5 quarters. The position peaked at $580K in Q3 2019. 51 funds tracked by Wall St. Rank hold SMMU as of Q1 2020.

B. Riley Wealth Advisors reported no remaining PIMCO Short Term Municipal Bond Active Exchange-Traded Fund position as of Q1 2020 after selling out during the quarter.
B. Riley Wealth Advisors sold 10,895 PIMCO Short Term Municipal Bond Active Exchange-Traded Fund shares in Q1 2020, an estimated $552K.
B. Riley Wealth Advisors first reported a position in PIMCO Short Term Municipal Bond Active Exchange-Traded Fund in Q2 2014 and held it in 5 quarters.
B. Riley Wealth Advisors's PIMCO Short Term Municipal Bond Active Exchange-Traded Fund position peaked at $580K in Q3 2019.
51 funds tracked by Wall St. Rank held PIMCO Short Term Municipal Bond Active Exchange-Traded Fund as of Q1 2020.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2020, filed 6 May 2020.