B. Riley Wealth Advisors’s PIMCO Short Term Municipal Bond Active Exchange-Traded Fund SMMU Stock Holding History

B. Riley Wealth Advisors’s Portfolio SMMU Stock Details SMMU Fund Activity

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Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell
2019 Q4	$552K	Sell
2019 Q3	$580K	Buy
2019 Q2	$368K	Buy
2019 Q1	$273K	Buy
2014 Q3	–	Sell
2014 Q2	$53.2K	Buy