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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
451
Phillips 66
PSX
$89.5B
– –
-5,140
Closed -$613K
PTMC icon
452
Pacer Trendpilot US Mid Cap ETF
PTMC
$404M
– –
-6,175
Closed -$215K
PTNQ icon
453
Pacer Trendpilot 100 ETF
PTNQ
$1.25B
– –
-3,991
Closed -$285K
PULS icon
454
PGIM Ultra Short Bond ETF
PULS
$18.4B
– –
-29,581
Closed -$1.47M
PVI icon
455
Invesco Floating Rate Municipal Income ETF
PVI
$31M
– –
-9,260
Closed -$230K
PWR icon
456
Quanta Services
PWR
$101B
– –
-2,999
Closed -$1.13M
PXF icon
457
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.95B
– –
-3,490
Closed -$200K
PYPL icon
458
PayPal
PYPL
$50.5B
– –
-14,693
Closed -$1.09M
PZZA icon
459
Papa John's
PZZA
$801M
– –
-7,623
Closed -$373K
QCOM icon
460
Qualcomm
QCOM
$171B
– –
-7,463
Closed -$1.19M
QDPL icon
461
Pacer Metaurus US Large Cap Dividend Multiplier 400 ETF
QDPL
$1.77B
– –
-19,981
Closed -$788K
QEFA icon
462
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
– –
-2,670
Closed -$228K
QQEW icon
463
First Trust Nasdaq-100 Select Equal Weight ETF
QQEW
$1.84B
– –
-1,980
Closed -$270K
QQQ icon
464
PUT
Invesco QQQ Trust
QQQ
$478B
– –
-900
Closed -$496K
QVAL icon
465
Alpha Architect US Quantitative Value ETF
QVAL
$614M
– –
-18,224
Closed -$802K
QYLD icon
466
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
– –
-152,751
Closed -$2.55M
RACE icon
467
Ferrari
RACE
$72.1B
– –
-1,394
Closed -$684K
RAIL icon
468
FreightCar America
RAIL
$252M
– –
-32,536
Closed -$280K
RCAT icon
469
Red Cat Holdings
RCAT
$1.63B
– –
-13,555
Closed -$98.7K
RDVY icon
470
First Trust Rising Dividend Achievers ETF
RDVY
$25.6B
– –
-69,579
Closed -$4.37M
RELX icon
471
RELX
RELX
$61.7B
– –
-9,643
Closed -$524K
RIG icon
472
Transocean
RIG
$6.49B
– –
-32,413
Closed -$84K
RMD icon
473
ResMed
RMD
$32.6B
– –
-2,193
Closed -$566K
ROAM icon
474
Hartford Multifactor Emerging Markets ETF
ROAM
$110M
– –
-25,281
Closed -$665K
ROBO icon
475
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
– –
-3,636
Closed -$217K
17 18
19
20 21

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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.