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Financial Advocates Investment Management’s First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF LMBS Stock Holding History

Financial Advocates Investment Management’s Portfolio LMBS Stock Details LMBS Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-60,687
Closed -$2.99M – 356
2025
Q2 		$2.99M Sell
60,687
-546
-0.9% -$26.7K 0.24% 93
2025
Q1 		$3.01M Sell
61,233
-2,436
-4% -$119K 0.21% 113
2024
Q4 		$3.1M Sell
63,669
-46,378
-42% -$2.27M 0.18% 129
2024
Q3 		$5.28M Buy
110,047
+39,595
+56% +$1.94M 0.3% 76
2024
Q2 		$3.39M Sell
70,452
-190,186
-73% -$9.13M 0.21% 105
2024
Q1 		$12.6M Buy
260,638
+113,794
+77% +$5.49M 0.73% 23
2023
Q4 		$7.1M Buy
146,844
+41,860
+40% +$1.98M 0.46% 53
2023
Q3 		$4.95M Sell
104,984
-7,082
-6% -$337K 0.36% 73
2023
Q2 		$5.34M Buy
112,066
+127
+0.1% +$6.09K 0.38% 65
2023
Q1 		$5.36M Buy
111,939
+1,974
+2% +$94.5K 0.39% 58
2022
Q4 		$5.21M Sell
109,965
-9,846
-8% -$465K 0.39% 60
2022
Q3 		$6.13M Buy
119,811
+1,492
+1% +$72K 0.51% 39
2022
Q2 		$5.71M Buy
118,319
+7,715
+7% +$375K 0.46% 40
2022
Q1 		$5.41M Sell
110,604
-8,407
-7% -$416K 0.36% 66
2021
Q4 		$5.95M Sell
119,011
-6,843
-5% -$344K 0.37% 53
2021
Q3 		$6.37M Buy
125,854
+50,705
+67% +$2.57M 0.43% 44
2021
Q2 		$3.82M Sell
75,149
-62,929
-46% -$3.21M 0.26% 91
2021
Q1 		$7.08M Buy
138,078
+2,047
+2% +$105K 0.5% 36
2020
Q4 		$7M Buy
136,031
+18,932
+16% +$976K 0.48% 45
2020
Q3 		$6.05M Buy
117,099
+23,715
+25% +$1.23M 0.52% 39
2020
Q2 		$4.83M Buy
93,384
+12,760
+16% +$659K 0.46% 43
2020
Q1 		$4.11M Buy
80,624
+43,552
+117% +$2.26M 0.59% 38
2019
Q4 		$1.92M Buy
37,072
+1,688
+5% +$87.6K 0.2% 120
2019
Q3 		$1.84M Buy
35,384
+1,706
+5% +$88.5K 0.21% 116
2019
Q2 		$1.74M Buy
33,678
+7,119
+27% +$366K 0.2% 126
2019
Q1 		$1.36M Buy
26,559
+3,032
+13% +$155K 0.17% 143
2018
Q4 		$1.2M Buy
23,527
+1,271
+6% +$64.7K 0.16% 146
2018
Q3 		$1.13M Buy
22,256
+2,125
+11% +$109K 0.13% 173
2018
Q2 		$1.03M Buy
20,131
+5,408
+37% +$277K 0.12% 171
2018
Q1 		$756K Sell
14,723
-7,378
-33% -$380K 0.1% 208
2017
Q4 		$1.14M Buy
+22,101
New +$1.15M 0.16% 141

Other funds holding LMBS

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Financial Advocates Investment Management's LMBS Position: Q3 2025 in Review

Financial Advocates Investment Management sold out of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) in Q3 2025, closing a stake of 60,687 shares — an estimated $2.99M sold.

Financial Advocates Investment Management first reported a position in LMBS in Q4 2017 and held it in 31 quarters. The position peaked at $12.6M in Q1 2024. 397 funds tracked by Wall St. Rank hold LMBS as of Q3 2025.

  • Financial Advocates Investment Management reported no remaining First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position as of Q3 2025 after selling out during the quarter.
  • Financial Advocates Investment Management sold 60,687 First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF shares in Q3 2025, an estimated $2.99M.
  • Financial Advocates Investment Management first reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in Q4 2017 and held it in 31 quarters.
  • Financial Advocates Investment Management's First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF position peaked at $12.6M in Q1 2024.
  • 397 funds tracked by Wall St. Rank held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF as of Q3 2025.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.