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Financial Advocates Investment Management’s LPL Financial LPLA Stock Holding History

Financial Advocates Investment Management’s Portfolio LPLA Stock Details LPLA Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-672
Closed -$252K – 360
2025
Q2 		$252K Sell
672
-204
-23% -$71.5K 0.02% 540
2025
Q1 		$287K Buy
876
+42
+5% +$14.6K 0.02% 573
2024
Q4 		$272K Sell
834
-48
-5% -$14.2K 0.02% 624
2024
Q3 		$205K Buy
+882
New +$199K 0.01% 714
2024
Q1 		– Sell
-5,393
Closed -$1.23M – 793
2023
Q4 		$1.23M Buy
5,393
+93
+2% +$20.9K 0.08% 246
2023
Q3 		$1.26M Buy
5,300
+23
+0.4% +$5.34K 0.09% 231
2023
Q2 		$1.15M Sell
5,277
-10
-0.2% -$2K 0.08% 246
2023
Q1 		$1.07M Buy
5,287
+267
+5% +$61K 0.08% 281
2022
Q4 		$1.09M Sell
5,020
-795
-14% -$186K 0.08% 267
2022
Q3 		$1.06M Buy
5,815
+992
+21% +$211K 0.09% 243
2022
Q2 		$890K Buy
4,823
+23
+0.5% +$4.37K 0.07% 283
2022
Q1 		$877K Buy
4,800
+44
+0.9% +$7.66K 0.06% 323
2021
Q4 		$761K Sell
4,756
-4,499
-49% -$743K 0.05% 390
2021
Q3 		$1.45M Buy
9,255
+15
+0.2% +$2.15K 0.1% 242
2021
Q2 		$1.25M Buy
9,240
+188
+2% +$27.3K 0.08% 278
2021
Q1 		$1.29M Buy
9,052
+26
+0.3% +$3.32K 0.09% 261
2020
Q4 		$941K Buy
9,026
+792
+10% +$71.2K 0.06% 315
2020
Q3 		$631K Buy
8,234
+25
+0.3% +$1.99K 0.05% 332
2020
Q2 		$644K Buy
8,209
+152
+2% +$10.2K 0.06% 318
2020
Q1 		$439K Sell
8,057
-8,672
-52% -$699K 0.06% 295
2019
Q4 		$1.54M Buy
+16,729
New +$1.44M 0.16% 148

Other funds holding LPLA

Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return
Boston Partners
Boston Partners Boston, Massachusetts $113B AUM 38.87% 1-Year Est. Return
Dodge & Cox
Dodge & Cox San Francisco, California $182B AUM 14.68% 1-Year Est. Return
Massachusetts Financial Services
Massachusetts Financial Services Boston, Massachusetts $315B AUM 27.84% 1-Year Est. Return
Janus Henderson Group
Janus Henderson Group London, United Kingdom $209B AUM 37.72% 1-Year Est. Return
Capital World Investors
Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return
Kayne Anderson Rudnick Investment Management
Kayne Anderson Rudnick Investment Management Los Angeles, California $34B AUM 6.31% 1-Year Est. Return
LPC
Lone Pine Capital Greenwich, Connecticut $12.5B AUM 54.4% 1-Year Est. Return
Principal Financial Group
Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Financial Advocates Investment Management's LPLA Position: Q3 2025 in Review

Financial Advocates Investment Management sold out of LPL Financial (LPLA) in Q3 2025, closing a stake of 672 shares — an estimated $252K sold.

Financial Advocates Investment Management first reported a position in LPLA in Q4 2019 and held it in 21 quarters. The position peaked at $1.54M in Q4 2019. 758 funds tracked by Wall St. Rank hold LPLA as of Q3 2025.

  • Financial Advocates Investment Management reported no remaining LPL Financial position as of Q3 2025 after selling out during the quarter.
  • Financial Advocates Investment Management sold 672 LPL Financial shares in Q3 2025, an estimated $252K.
  • Financial Advocates Investment Management first reported a position in LPL Financial in Q4 2019 and held it in 21 quarters.
  • Financial Advocates Investment Management's LPL Financial position peaked at $1.54M in Q4 2019.
  • 758 funds tracked by Wall St. Rank held LPL Financial as of Q3 2025.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.