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LPL Financial

372 hedge funds and large institutions have $8.07B invested in LPL Financial in 2020 Q4 according to their latest regulatory filings, with 79 funds opening new positions, 117 increasing their positions, 127 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more first-time investments, than exits

New positions opened: 79 | Existing positions closed: 32

114% more funds holding in top 10

Funds holding in top 10: 715 (+8)

38% more capital invested

Capital invested by funds: $5.85B → $8.07B (+$2.22B)

14% more funds holding

Funds holding: 326372 (+46)

0.83% more ownership

Funds ownership: 96.81%97.64% (+0.83%)

8% less repeat investments, than reductions

Existing positions increased: 117 | Existing positions reduced: 127

49% less call options, than puts

Call options by funds: $11.5M | Put options by funds: $22.4M

Holders
372
Holders Change
+46
Holders Change %
+14.11%
% of All Funds
6.58%
Holding in Top 10
15
Holding in Top 10 Change
+8
Holding in Top 10 Change %
+114.29%
% of All Funds
0.27%
New
79
Increased
117
Reduced
127
Closed
32
Calls
$11.5M
Puts
$22.4M
Net Calls
-$11M
Net Calls Change
-$4.35M
Name Holding Trade Value Shares
Change
Change in
Stake
Janus Henderson Group
1
Janus Henderson Group
United Kingdom
$846M -$3.8M -42,260 -0.5%
Vanguard Group
2
Vanguard Group
Pennsylvania
$802M -$54.7M -608,157 -7%
Wellington Management Group
3
Wellington Management Group
Massachusetts
$599M -$18.8M -209,049 -4%
BlackRock
4
BlackRock
New York
$350M +$3.23M +35,950 +1%
SC
5
Samlyn Capital
New York
$326M -$18.4M -204,611 -6%
Invesco
6
Invesco
Georgia
$241M -$67.1M -746,732 -24%
CCP
7
Clarkston Capital Partners
Michigan
$240M +$6.67M +74,225 +3%
Fidelity Investments
8
Fidelity Investments
Massachusetts
$205M +$23M +256,163 +15%
SCA
9
Southpoint Capital Advisors
New York
$182M +$27M +300,000 +21%
AllianceBernstein
10
AllianceBernstein
Tennessee
$181M -$38.4M -427,098 -20%
EAM
11
Eagle Asset Management
Florida
$148M +$25.7M +286,190 +25%
FCIM
12
Fairview Capital Investment Management
California
$147M -$33.8M -376,555 -21%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$138M -$3.33M -37,070 -3%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$132M -$72.4M -805,396 -39%
Westfield Capital Management
15
Westfield Capital Management
Massachusetts
$121M +$23.7M +263,845 +29%
CTA
16
Carillon Tower Advisers
Florida
$116M +$71.9M +800,147 +258%
FPA
17
First Pacific Advisors
California
$115M -$24.5M -273,091 -20%
Wells Fargo
18
Wells Fargo
California
$110M +$68.2M +759,374 +253%
JCM
19
Junto Capital Management
New York
$110M +$15.5M +172,075 +19%
VNIM
20
Vaughan Nelson Investment Management
Texas
$110M -$5.93M -66,035 -6%
FCM
21
Frontier Capital Management
Massachusetts
$110M +$64.9M +722,589 +220%
State Street
22
State Street
Massachusetts
$108M +$1.23M +13,702 +1%
VOYA Investment Management
23
VOYA Investment Management
Georgia
$105M -$48.9M -544,413 -35%
ACH
24
ArrowMark Colorado Holdings
Colorado
$102M +$7.36M +81,890 +9%
Dimensional Fund Advisors
25
Dimensional Fund Advisors
Texas
$99.9M +$1.05M +11,644 +1%

LPLA Hedge Fund Activity: Q4 2020 in Review

372 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2020, worth a combined $8.07B — up 38% from $5.85B a quarter earlier.

Buyers outnumbered sellers: 79 funds opened new LPLA positions and 32 closed out — a net gain of 47 holders — while 117 added to existing stakes and 127 trimmed.

The largest buyer was Carillon Tower Advisers, adding an estimated $71.9M. The largest seller was Bank of New York Mellon, cutting an estimated $72.4M.

  • 372 institutional investors held LPL Financial (LPLA) as of Q4 2020, up from 326 in Q3 2020.
  • Funds reported $8.07B of LPL Financial stock for Q4 2020, up 38% quarter-over-quarter.
  • 79 funds opened new LPL Financial positions in Q4 2020 and 32 closed out, a net change of +47 holders.
  • The largest LPL Financial buyer in Q4 2020 was Carillon Tower Advisers, an estimated $71.9M added.
  • The largest LPL Financial seller in Q4 2020 was Bank of New York Mellon, an estimated $72.4M sold.

Based on aggregated 13F filings for Q4 2020.