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LPL Financial

320 hedge funds and large institutions have $5.51B invested in LPL Financial in 2019 Q1 according to their latest regulatory filings, with 72 funds opening new positions, 119 increasing their positions, 105 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,129% more call options, than puts

Call options by funds: $94.4M | Put options by funds: $7.68M

200% more first-time investments, than exits

New positions opened: 72 | Existing positions closed: 24

16% more funds holding

Funds holding: 275320 (+45)

14% more capital invested

Capital invested by funds: $4.83B → $5.51B (+$679M)

13% more repeat investments, than reductions

Existing positions increased: 119 | Existing positions reduced: 105

2.53% more ownership

Funds ownership: 91.39%93.91% (+2.5%)

10% less funds holding in top 10

Funds holding in top 10: 109 (-1)

Holders
320
Holders Change
+45
Holders Change %
+16.36%
% of All Funds
6.93%
Holding in Top 10
9
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-10%
% of All Funds
0.19%
New
72
Increased
119
Reduced
105
Closed
24
Calls
$94.4M
Puts
$7.68M
Net Calls
+$86.7M
Net Calls Change
+$91.7M
Name Holding Trade Value Shares
Change
Change in
Stake
Janus Henderson Group
1
Janus Henderson Group
United Kingdom
$698M -$6.33M -87,903 -0.9%
Vanguard Group
2
Vanguard Group
Pennsylvania
$689M -$7.62M -105,685 -1%
BlackRock
3
BlackRock
New York
$280M -$11.3M -157,216 -4%
FPA
4
First Pacific Advisors
California
$204M -$37.4M -518,638 -15%
Fidelity Investments
5
Fidelity Investments
Massachusetts
$180M +$59.5M +825,829 +47%
FCM
6
Frontier Capital Management
Massachusetts
$171M +$3.03M +42,077 +2%
Invesco
7
Invesco
Georgia
$165M -$2.91M -40,311 -2%
SC
8
Samlyn Capital
New York
$158M -$29.3M -406,013 -15%
SCA
9
Southpoint Capital Advisors
New York
$153M -$47.5M -659,216 -23%
American Century Companies
10
American Century Companies
Missouri
$126M +$22.8M +316,341 +21%
ACH
11
ArrowMark Colorado Holdings
Colorado
$117M -$14.3M -198,769 -11%
Bank of New York Mellon
12
Bank of New York Mellon
New York
$105M +$6.84M +94,918 +7%
CCP
13
Clarkston Capital Partners
Michigan
$103M -$346K -4,800 -0.3%
FCIM
14
Fairview Capital Investment Management
California
$103M -$62.2M -863,498 -37%
Geode Capital Management
15
Geode Capital Management
Massachusetts
$93.5M +$10.9M +150,596 +13%
APG Asset Management
16
APG Asset Management
Netherlands
$91.6M +$42.4M +588,600 +66%
AL
17
AJO LP
Pennsylvania
$87.4M +$80.3M +1,114,099 +795%
Dimensional Fund Advisors
18
Dimensional Fund Advisors
Texas
$83.2M +$282K +3,918 +0.3%
State Street
19
State Street
Massachusetts
$80.9M -$975K -13,535 -1%
VNIM
20
Vaughan Nelson Investment Management
Texas
$76.4M +$557K +7,725 +0.7%
Norges Bank
21
Norges Bank
Norway
$71.3M -$11.8M -163,292 -14%
Victory Capital Management
22
Victory Capital Management
Texas
$54M -$1.43M -19,890 -3%
Deutsche Bank
23
Deutsche Bank
Germany
$49.5M +$48.1M +667,387 +1,514%
Westfield Capital Management
24
Westfield Capital Management
Massachusetts
$48.9M -$20.5M -285,090 -29%
WRF
25
Waddell & Reed Financial
Kansas
$46.4M +$20.9K +290 +0%

LPLA Hedge Fund Activity: Q1 2019 in Review

320 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2019, worth a combined $5.51B — up 14% from $4.83B a quarter earlier.

Buyers outnumbered sellers: 72 funds opened new LPLA positions and 24 closed out — a net gain of 48 holders — while 119 added to existing stakes and 105 trimmed.

The largest buyer was AJO LP, adding an estimated $80.3M. The largest seller was Balyasny Asset Management, cutting an estimated $109M.

  • 320 institutional investors held LPL Financial (LPLA) as of Q1 2019, up from 275 in Q4 2018.
  • Funds reported $5.51B of LPL Financial stock for Q1 2019, up 14% quarter-over-quarter.
  • 72 funds opened new LPL Financial positions in Q1 2019 and 24 closed out, a net change of +48 holders.
  • The largest LPL Financial buyer in Q1 2019 was AJO LP, an estimated $80.3M added.
  • The largest LPL Financial seller in Q1 2019 was Balyasny Asset Management, an estimated $109M sold.

Based on aggregated 13F filings for Q1 2019.