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LPL Financial

434 hedge funds and large institutions have $12.3B invested in LPL Financial in 2021 Q4 according to their latest regulatory filings, with 75 funds opening new positions, 152 increasing their positions, 156 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

42% more first-time investments, than exits

New positions opened: 75 | Existing positions closed: 53

24% more call options, than puts

Call options by funds: $10.8M | Put options by funds: $8.68M

3% more funds holding

Funds holding: 420434 (+14)

2% more capital invested

Capital invested by funds: $12B → $12.3B (+$229M)

0.04% less ownership

Funds ownership: 95.86%95.82% (-0.04%)

3% less repeat investments, than reductions

Existing positions increased: 152 | Existing positions reduced: 156

18% less funds holding in top 10

Funds holding in top 10: 1714 (-3)

Holders
434
Holders Change
+14
Holders Change %
+3.33%
% of All Funds
6.68%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.22%
New
75
Increased
152
Reduced
156
Closed
53
Calls
$10.8M
Puts
$8.68M
Net Calls
+$2.1M
Net Calls Change
-$914K
Name Holding Trade Value Shares
Change
Change in
Stake
Janus Henderson Group
1
Janus Henderson Group
United Kingdom
$1.24B -$9.23M -55,904 -0.7%
Vanguard Group
2
Vanguard Group
Pennsylvania
$1.11B +$2.41M +14,619 +0.2%
BlackRock
3
BlackRock
New York
$591M +$11.5M +69,639 +2%
Wellington Management Group
4
Wellington Management Group
Massachusetts
$532M +$49.1M +297,368 +10%
Kayne Anderson Rudnick Investment Management
5
Kayne Anderson Rudnick Investment Management
California
$391M +$23.7M +143,585 +6%
SC
6
Samlyn Capital
New York
$356M -$62M -375,590 -14%
CCP
7
Clarkston Capital Partners
Michigan
$355M -$11.5M -69,741 -3%
Fidelity Investments
8
Fidelity Investments
Massachusetts
$349M +$30.7M +186,234 +9%
Invesco
9
Invesco
Georgia
$326M +$18M +109,266 +6%
EAM
10
Eagle Asset Management
Florida
$322M +$8.14M +49,308 +3%
Allspring Global Investments
11
Allspring Global Investments
North Carolina
$313M +$323M +1,956,443 New
SCA
12
Southpoint Capital Advisors
New York
$240M
Bank of New York Mellon
13
Bank of New York Mellon
New York
$222M -$15.1M -91,429 -6%
JP Morgan Chase
14
JP Morgan Chase
New York
$212M +$166M +1,004,582 +313%
Artisan Partners
15
Artisan Partners
Wisconsin
$201M -$2.05M -12,409 -1%
American Century Companies
16
American Century Companies
Missouri
$198M +$30M +181,478 +17%
State Street
17
State Street
Massachusetts
$196M +$4.61M +27,919 +2%
N
18
Nuveen
North Carolina
$183M +$29M +175,848 +18%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$177M -$938K -5,686 -0.5%
Westfield Capital Management
20
Westfield Capital Management
Massachusetts
$171M -$17.6M -106,824 -9%
FCM
21
Frontier Capital Management
Massachusetts
$163M +$2.97M +18,020 +2%
AllianceBernstein
22
AllianceBernstein
Tennessee
$160M +$4.08M +24,729 +3%
Victory Capital Management
23
Victory Capital Management
Texas
$157M +$8.75M +52,996 +6%
Dimensional Fund Advisors
24
Dimensional Fund Advisors
Texas
$157M -$2.45M -14,850 -1%
VOYA Investment Management
25
VOYA Investment Management
Georgia
$155M +$23.6M +143,236 +17%

LPLA Hedge Fund Activity: Q4 2021 in Review

434 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2021, worth a combined $12.3B — up 1.9% from $12B a quarter earlier.

Buyers outnumbered sellers: 75 funds opened new LPLA positions and 53 closed out — a net gain of 22 holders — while 152 added to existing stakes and 156 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $166M. The largest seller was Wells Fargo, cutting an estimated $340M.

  • 434 institutional investors held LPL Financial (LPLA) as of Q4 2021, up from 420 in Q3 2021.
  • Funds reported $12.3B of LPL Financial stock for Q4 2021, up 1.9% quarter-over-quarter.
  • 75 funds opened new LPL Financial positions in Q4 2021 and 53 closed out, a net change of +22 holders.
  • The largest LPL Financial buyer in Q4 2021 was JP Morgan Chase, an estimated $166M added.
  • The largest LPL Financial seller in Q4 2021 was Wells Fargo, an estimated $340M sold.

Based on aggregated 13F filings for Q4 2021.