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LPL Financial

617 hedge funds and large institutions have $16.3B invested in LPL Financial in 2023 Q4 according to their latest regulatory filings, with 98 funds opening new positions, 172 increasing their positions, 260 reducing their positions, and 72 closing their positions.

New
Increased
Maintained
Reduced
Closed

96% more call options, than puts

Call options by funds: $61.5M | Put options by funds: $31.4M

36% more first-time investments, than exits

New positions opened: 98 | Existing positions closed: 72

3% more funds holding

Funds holding: 597617 (+20)

0.3% less ownership

Funds ownership: 94.99%94.69% (-0.3%)

5% less capital invested

Capital invested by funds: $17.1B → $16.3B (-$801M)

6% less funds holding in top 10

Funds holding in top 10: 1817 (-1)

34% less repeat investments, than reductions

Existing positions increased: 172 | Existing positions reduced: 260

Holders
617
Holders Change
+20
Holders Change %
+3.35%
% of All Funds
9%
Holding in Top 10
17
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-5.56%
% of All Funds
0.25%
New
98
Increased
172
Reduced
260
Closed
72
Calls
$61.5M
Puts
$31.4M
Net Calls
+$30.1M
Net Calls Change
-$95.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$1.63B +$10.9M +48,439 +0.7%
BlackRock
2
BlackRock
New York
$1.36B -$86M -382,802 -6%
Janus Henderson Group
3
Janus Henderson Group
United Kingdom
$647M -$52.9M -235,136 -8%
Fidelity Investments
4
Fidelity Investments
Massachusetts
$637M +$118M +526,259 +23%
T. Rowe Price Associates
5
T. Rowe Price Associates
Maryland
$559M -$38.1M -169,458 -6%
Capital Research Global Investors
6
Capital Research Global Investors
California
$503M -$28.3M -125,888 -5%
Kayne Anderson Rudnick Investment Management
7
Kayne Anderson Rudnick Investment Management
California
$499M +$10.8M +48,041 +2%
LPC
8
Lone Pine Capital
Connecticut
$419M
State Street
9
State Street
Massachusetts
$402M +$6.58M +29,286 +2%
WCM Investment Management
10
WCM Investment Management
California
$387M -$171M -760,933 -31%
CCP
11
Clarkston Capital Partners
Michigan
$308M -$30.8M -137,120 -9%
Geode Capital Management
12
Geode Capital Management
Massachusetts
$307M +$4.75M +21,133 +2%
Millennium Management
13
Millennium Management
New York
$273M +$202M +899,989 +301%
SC
14
Samlyn Capital
New York
$272M -$41.6M -185,068 -13%
Morgan Stanley
15
Morgan Stanley
New York
$239M +$124M +550,154 +110%
Boston Partners
16
Boston Partners
Massachusetts
$234M +$40.8M +181,594 +21%
D.E. Shaw & Co
17
D.E. Shaw & Co
New York
$227M +$37.7M +167,705 +20%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$216M -$34.3M -152,749 -14%
JP Morgan Chase
19
JP Morgan Chase
New York
$207M -$65M -289,316 -24%
Norges Bank
20
Norges Bank
Norway
$200M -$2.65M -11,772 -1%
TD Asset Management
21
TD Asset Management
Ontario, Canada
$189M +$138M +613,792 +286%
EC
22
Eminence Capital
New York
$182M +$22.7M +101,159 +14%
EIP
23
Epoch Investment Partners
New York
$176M +$82M +364,597 +89%
VOYA Investment Management
24
VOYA Investment Management
Georgia
$170M +$7.6M +33,811 +5%
EAM
25
Eagle Asset Management
Florida
$164M -$3.46M -15,399 -2%

LPLA Hedge Fund Activity: Q4 2023 in Review

617 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2023, worth a combined $16.3B — down 4.7% from $17.1B a quarter earlier.

Buyers outnumbered sellers: 98 funds opened new LPLA positions and 72 closed out — a net gain of 26 holders — while 172 added to existing stakes and 260 trimmed.

The largest buyer was Millennium Management, adding an estimated $202M. The largest seller was WCM Investment Management, cutting an estimated $171M.

  • 617 institutional investors held LPL Financial (LPLA) as of Q4 2023, up from 597 in Q3 2023.
  • Funds reported $16.3B of LPL Financial stock for Q4 2023, down 4.7% quarter-over-quarter.
  • 98 funds opened new LPL Financial positions in Q4 2023 and 72 closed out, a net change of +26 holders.
  • The largest LPL Financial buyer in Q4 2023 was Millennium Management, an estimated $202M added.
  • The largest LPL Financial seller in Q4 2023 was WCM Investment Management, an estimated $171M sold.

Based on aggregated 13F filings for Q4 2023.