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LPL Financial
LPLA

243 hedge funds and large institutions have $4.82B invested in LPL Financial in 2017 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 74 increasing their positions, 95 reducing their positions, and 32 closing their positions.

New
Increased
Maintained
Reduced
Closed

72% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 32

55% more call options, than puts

Call options by funds: $8.44M | Put options by funds: $5.45M

44% more funds holding in top 10

Funds holding in top 10: 9 → 13 (+4)

13% more capital invested

Capital invested by funds: $4.26B → $4.82B (+$554M)

9% more funds holding

Funds holding: 223 → 243 (+20)

1.58% more ownership

Funds ownership: 91.88% → 93.46% (+1.6%)

22% less repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 95

Holders
243
Holders Change
+20
Holders Change %
+8.97%
% of All Funds
5.51%
Holding in Top 10
13
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+44.44%
% of All Funds
0.29%
New
55
Increased
74
Reduced
95
Closed
32
Calls
$8.44M
Puts
$5.45M
Net Calls
+$2.99M
Net Calls Change
+$8.86M

Top Buyers

1
Bank of New York Mellon
Bank of New York Mellon
New York
+$38.7M
2
AL
AJO LP
Pennsylvania
+$37.4M
3
Fidelity Investments
Fidelity Investments
Massachusetts
+$27.8M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$20.9M
5
WRF
Waddell & Reed Financial
Kansas
+$20.4M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
-$49.2M
2
Balyasny Asset Management
Balyasny Asset Management
Illinois
-$37.4M
3
FCIM
Fairview Capital Investment Management
California
-$25.3M
4
Prudential Financial
Prudential Financial
New Jersey
-$22.3M
5
FPA
First Pacific Advisors
California
-$16.5M
Name Holding Trade Value Shares
Change 		Change in
Stake
Janus Henderson Group
1
Janus Henderson Group
United Kingdom
$549M +$12.8M +243,208 +3%
Vanguard Group
2
Vanguard Group
Pennsylvania
$538M +$7.36M +139,832 +2%
SA
3
SPO Advisory
California
$398M – – –
FPA
4
First Pacific Advisors
California
$241M -$16.5M -313,600 -7%
BlackRock
5
BlackRock
New York
$225M +$10.4M +198,189 +5%
FCIM
6
Fairview Capital Investment Management
California
$197M -$25.3M -481,398 -12%
ACH
7
ArrowMark Colorado Holdings
Colorado
$176M -$6.37M -121,146 -4%
Invesco
8
Invesco
Georgia
$136M -$1.35M -25,567 -1%
CCP
9
Clarkston Capital Partners
Michigan
$126M -$5.73M -108,885 -5%
SC
10
Samlyn Capital
New York
$110M -$15M -285,165 -13%
HCM
11
HMI Capital Management
California
$107M – – –
Fidelity Investments
12
Fidelity Investments
Massachusetts
$104M +$27.8M +527,448 +41%
Balyasny Asset Management
13
Balyasny Asset Management
Illinois
$99.5M -$37.4M -710,250 -29%
AL
14
AJO LP
Pennsylvania
$84.3M +$37.4M +711,606 +93%
Dimensional Fund Advisors
15
Dimensional Fund Advisors
Texas
$80.7M -$2.48M -47,179 -3%
State Street
16
State Street
Massachusetts
$74.6M +$2.48M +47,152 +4%
Norges Bank
17
Norges Bank
Norway
$73M +$1.11M +21,047 +2%
Bank of New York Mellon
18
Bank of New York Mellon
New York
$71.9M +$38.7M +735,256 +140%
T. Rowe Price Associates
19
T. Rowe Price Associates
Maryland
$61M +$1.06M +20,232 +2%
Victory Capital Management
20
Victory Capital Management
Texas
$52.3M +$868K +16,487 +2%
Point72 Asset Management
21
Point72 Asset Management
Connecticut
$47.7M +$20M +379,345 +83%
Citadel Advisors
22
Citadel Advisors
Florida
$47.6M +$1.55M +29,446 +4%
Geode Capital Management
23
Geode Capital Management
Massachusetts
$47.1M -$3.92M -74,559 -8%
TCGI
24
Three Corner Global Investors
New York
$36.4M -$1.68M -32,000 -5%
D.E. Shaw & Co
25
D.E. Shaw & Co
New York
$34.8M +$10.2M +194,170 +47%
1
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LPLA Hedge Fund Activity: Q4 2017 in Review

243 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2017, worth a combined $4.82B — up 13% from $4.26B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new LPLA positions and 32 closed out — a net gain of 23 holders — while 74 added to existing stakes and 95 trimmed.

The largest buyer was Bank of New York Mellon, adding an estimated $38.7M. The largest seller was Goldman Sachs, cutting an estimated $49.2M.

  • 243 institutional investors held LPL Financial (LPLA) as of Q4 2017, up from 223 in Q3 2017.
  • Funds reported $4.82B of LPL Financial stock for Q4 2017, up 13% quarter-over-quarter.
  • 55 funds opened new LPL Financial positions in Q4 2017 and 32 closed out, a net change of +23 holders.
  • The largest LPL Financial buyer in Q4 2017 was Bank of New York Mellon, an estimated $38.7M added.
  • The largest LPL Financial seller in Q4 2017 was Goldman Sachs, an estimated $49.2M sold.

Based on aggregated 13F filings for Q4 2017.