LPL Financial
LPLA
137 hedge funds and large institutions have $2.85B invested in LPL Financial in 2016 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 48 increasing their positions, 52 reducing their positions, and 24 closing their positions.
290% more call options, than puts
Call options by funds: $11M | Put options by funds: $2.82M
43% more funds holding in top 10
Funds holding in top 10: 7 → 10 (+3)
35% more capital invested
Capital invested by funds: $2.12B → $2.85B (+$734M)
8% less repeat investments, than reductions
Existing positions increased: 48 | Existing positions reduced: 52
6% less funds holding
Funds holding: 145 → 137 (-8)
29% less first-time investments, than exits
New positions opened: 17 | Existing positions closed: 24
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
JHIU
Janus Henderson Investors US
Denver,
Colorado
|
+$29.9M |
| 2 |
Vanguard Group
Malvern,
Pennsylvania
|
+$11M |
| 3 |
First Trust Advisors
Wheaton,
Illinois
|
+$7.62M |
| 4 |
T. Rowe Price Associates
Baltimore,
Maryland
|
+$7.17M |
| 5 |
Capital Fund Management (CFM)
Paris,
France
|
+$4.97M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Federated Hermes
Pittsburgh,
Pennsylvania
|
-$5.08M |
| 2 |
Millennium Management
New York
|
-$5M |
| 3 |
ARTA
A.R.T. Advisors
New York
|
-$4.17M |
| 4 |
BBHC
Brown Brothers Harriman & Co
New York
|
-$2.77M |
| 5 |
Franklin Resources
San Mateo,
California
|
-$2.52M |
LPLA Hedge Fund Activity: Q3 2016 in Review
137 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2016, worth a combined $2.85B — up 35% from $2.12B a quarter earlier.
Sellers outnumbered buyers: 24 funds closed out of LPLA and 17 opened new positions — a net loss of 7 holders — while 52 trimmed existing stakes and 48 added.
The largest buyer was Janus Henderson Investors US, adding an estimated $29.9M. The largest seller was Federated Hermes, exiting entirely with an estimated $5.08M sold.
- 137 institutional investors held LPL Financial (LPLA) as of Q3 2016, down from 145 in Q2 2016.
- Funds reported $2.85B of LPL Financial stock for Q3 2016, up 35% quarter-over-quarter.
- 17 funds opened new LPL Financial positions in Q3 2016 and 24 closed out, a net change of -7 holders.
- The largest LPL Financial buyer in Q3 2016 was Janus Henderson Investors US, an estimated $29.9M added.
- The largest LPL Financial seller in Q3 2016 was Federated Hermes, an estimated $5.08M sold.
Based on aggregated 13F filings for Q3 2016.