LPL Financial
LPLA
421 hedge funds and large institutions have $12.1B invested in LPL Financial in 2021 Q3 according to their latest regulatory filings, with 56 funds opening new positions, 161 increasing their positions, 137 reducing their positions, and 48 closing their positions.
55% more funds holding in top 10
Funds holding in top 10: 11 → 17 (+6)
37% more call options, than puts
Call options by funds: $11.2M | Put options by funds: $8.16M
18% more repeat investments, than reductions
Existing positions increased: 161 | Existing positions reduced: 137
18% more capital invested
Capital invested by funds: $10.3B → $12.1B (+$1.8B)
17% more first-time investments, than exits
New positions opened: 56 | Existing positions closed: 48
0.76% more ownership
Funds ownership: 95.1% → 95.86% (+0.76%)
1% more funds holding
Funds holding: 418 → 421 (+3)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Nuveen
Charlotte,
North Carolina
|
+$70.5M |
| 2 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
+$51.7M |
| 3 |
Bank of New York Mellon
New York
|
+$51M |
| 4 |
Point72 Asset Management
Stamford,
Connecticut
|
+$47.2M |
| 5 |
JCM
Junto Capital Management
New York
|
+$38.6M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Balyasny Asset Management
Chicago,
Illinois
|
-$52.1M |
| 2 |
CIBC Private Wealth Group
Atlanta,
Georgia
|
-$31.1M |
| 3 |
HVCM
HG Vora Capital Management
New York
|
-$28.7M |
| 4 |
Vanguard Group
Malvern,
Pennsylvania
|
-$28M |
| 5 |
IAM
Iridian Asset Management
Westport,
Connecticut
|
-$27.8M |
LPLA Hedge Fund Activity: Q3 2021 in Review
421 of the 5,728 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2021, worth a combined $12.1B — up 18% from $10.3B a quarter earlier.
Buyers outnumbered sellers: 56 funds opened new LPLA positions and 48 closed out — a net gain of 8 holders — while 161 added to existing stakes and 137 trimmed.
The largest buyer was Nuveen, adding an estimated $70.5M. The largest seller was Balyasny Asset Management, exiting entirely with an estimated $52.1M sold.
- 421 institutional investors held LPL Financial (LPLA) as of Q3 2021, up from 418 in Q2 2021.
- Funds reported $12.1B of LPL Financial stock for Q3 2021, up 18% quarter-over-quarter.
- 56 funds opened new LPL Financial positions in Q3 2021 and 48 closed out, a net change of +8 holders.
- The largest LPL Financial buyer in Q3 2021 was Nuveen, an estimated $70.5M added.
- The largest LPL Financial seller in Q3 2021 was Balyasny Asset Management, an estimated $52.1M sold.
Based on aggregated 13F filings for Q3 2021.