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LPL Financial
LPLA

166 hedge funds and large institutions have $4.35B invested in LPL Financial in 2015 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 65 increasing their positions, 54 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 54

1% more capital invested

Capital invested by funds: $4.3B → $4.35B (+$50.5M)

0% more funds holding in top 10

Funds holding in top 10: 13 → 13 (0)

0% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 30

1% less funds holding

Funds holding: 168 → 166 (-2)

32% less call options, than puts

Call options by funds: $7.46M | Put options by funds: $10.9M

Holders
166
Holders Change
-2
Holders Change %
-1.19%
% of All Funds
4.35%
Holding in Top 10
13
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.34%
New
30
Increased
65
Reduced
54
Closed
30
Calls
$7.46M
Puts
$10.9M
Net Calls
-$3.44M
Net Calls Change
-$10.6M

Top Buyers

1
MCM
Marcato Capital Management
California
+$234M
2
FP
FPR Partners
California
+$56.9M
3
CCP
Clarkston Capital Partners
Michigan
+$19.8M
4
BBHC
Brown Brothers Harriman & Co
New York
+$13.2M
5
SCM
Stonerise Capital Management
California
+$9.29M

Top Sellers

1
TGHSA
TPG Group Holdings (SBS) Advisors
Texas
-$184M
2
Morgan Stanley
Morgan Stanley
New York
-$139M
3
Citigroup
Citigroup
New York
-$76.3M
4
Invesco
Invesco
Georgia
-$45.8M
5
VNIM
Vaughan Nelson Investment Management
Texas
-$36.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
FP
1
FPR Partners
California
$504M +$56.9M +1,334,889 +13%
SA
2
SPO Advisory
California
$366M -$5.96M -140,000 -2%
TGHSA
3
TPG Group Holdings (SBS) Advisors
Texas
$365M -$184M -4,319,537 -34%
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$346M +$6.71M +157,466 +2%
JHIU
5
Janus Henderson Investors US
Colorado
$283M +$8.61M +202,031 +3%
MCM
6
Marcato Capital Management
California
$258M +$234M +5,496,856 +999%
Vanguard Group
7
Vanguard Group
Pennsylvania
$228M +$5.41M +126,984 +2%
FPA
8
First Pacific Advisors
California
$192M +$4.96M +116,490 +3%
SP
9
Stockbridge Partners
Massachusetts
$168M – – –
FCIM
10
Fairview Capital Investment Management
California
$154M +$4.06M +95,254 +3%
Invesco
11
Invesco
Georgia
$142M -$45.8M -1,074,852 -24%
BBHC
12
Brown Brothers Harriman & Co
New York
$134M +$13.2M +311,000 +11%
Principal Financial Group
13
Principal Financial Group
Iowa
$112M -$1.49M -34,928 -1%
BIT
14
BlackRock Institutional Trust
California
$88M -$6.01M -141,028 -6%
HCM
15
HMI Capital Management
California
$86.2M +$7.45M +175,000 +9%
American Century Companies
16
American Century Companies
Missouri
$75.7M -$28.7M -672,741 -27%
William Blair Investment Management
17
William Blair Investment Management
Illinois
$69.6M +$1.91M +44,889 +3%
ACH
18
ArrowMark Colorado Holdings
Colorado
$62.5M -$20.7M -485,202 -25%
State Street
19
State Street
Massachusetts
$47.5M +$953K +22,372 +2%
BFA
20
BlackRock Fund Advisors
California
$43.1M +$504K +11,834 +1%
Dimensional Fund Advisors
21
Dimensional Fund Advisors
Texas
$36.3M +$364K +8,543 +1%
Franklin Resources
22
Franklin Resources
California
$35.6M +$539K +12,647 +2%
CCP
23
Clarkston Capital Partners
Michigan
$35.2M +$19.8M +464,895 +129%
CPM
24
Crescent Park Management
California
$30.3M +$5.31M +124,700 +21%
DIG
25
Dragoneer Investment Group
California
$25.5M – – –
1
2 3 4 5

LPLA Hedge Fund Activity: Q4 2015 in Review

166 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2015, worth a combined $4.35B — up 1.2% from $4.3B a quarter earlier.

Fund positioning in LPLA was balanced in Q4 2015: 30 funds opened new positions, 30 closed out, 65 added to existing stakes and 54 trimmed.

The largest buyer was Marcato Capital Management, adding an estimated $234M. The largest seller was TPG Group Holdings (SBS) Advisors, cutting an estimated $184M.

  • 166 institutional investors held LPL Financial (LPLA) as of Q4 2015, down from 168 in Q3 2015.
  • Funds reported $4.35B of LPL Financial stock for Q4 2015, up 1.2% quarter-over-quarter.
  • 30 funds opened new LPL Financial positions in Q4 2015 and 30 closed out, a net change of 0 holders.
  • The largest LPL Financial buyer in Q4 2015 was Marcato Capital Management, an estimated $234M added.
  • The largest LPL Financial seller in Q4 2015 was TPG Group Holdings (SBS) Advisors, an estimated $184M sold.

Based on aggregated 13F filings for Q4 2015.