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LPL Financial

312 hedge funds and large institutions have $6.28B invested in LPL Financial in 2019 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 99 increasing their positions, 133 reducing their positions, and 49 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,601% more call options, than puts

Call options by funds: $115M | Put options by funds: $6.73M

0.59% less ownership

Funds ownership: 93.95%93.37% (-0.59%)

2% less capital invested

Capital invested by funds: $6.38B → $6.28B (-$97.8M)

3% less funds holding

Funds holding: 321312 (-9)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

18% less first-time investments, than exits

New positions opened: 40 | Existing positions closed: 49

26% less repeat investments, than reductions

Existing positions increased: 99 | Existing positions reduced: 133

Holders
312
Holders Change
-9
Holders Change %
-2.8%
% of All Funds
6.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.11%
New
40
Increased
99
Reduced
133
Closed
49
Calls
$115M
Puts
$6.73M
Net Calls
+$108M
Net Calls Change
+$59.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Janus Henderson Group
1
Janus Henderson Group
United Kingdom
$809M -$4.73M -59,053 -0.6%
Vanguard Group
2
Vanguard Group
Pennsylvania
$770M -$15.1M -188,671 -2%
BlackRock
3
BlackRock
New York
$330M -$9.51M -118,851 -3%
FPA
4
First Pacific Advisors
California
$214M -$23.4M -292,083 -10%
Fidelity Investments
5
Fidelity Investments
Massachusetts
$207M -$57.9M -723,632 -22%
Invesco
6
Invesco
Georgia
$189M +$1.04M +12,965 +0.6%
American Century Companies
7
American Century Companies
Missouri
$131M -$42.1M -526,346 -25%
SCA
8
Southpoint Capital Advisors
New York
$123M -$44M -550,000 -27%
Bank of New York Mellon
9
Bank of New York Mellon
New York
$120M -$149K -1,860 -0.1%
FCIM
10
Fairview Capital Investment Management
California
$117M -$6.76M -84,410 -6%
FCM
11
Frontier Capital Management
Massachusetts
$115M -$21.1M -264,140 -16%
SC
12
Samlyn Capital
New York
$115M -$66.2M -826,807 -37%
Citadel Advisors
13
Citadel Advisors
Florida
$114M +$82.2M +1,026,465 +277%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$114M +$2.58M +32,229 +2%
CCP
15
Clarkston Capital Partners
Michigan
$111M -$1.37M -17,143 -1%
VOYA Investment Management
16
VOYA Investment Management
Georgia
$106M +$34.2M +426,793 +49%
APG Asset Management
17
APG Asset Management
Netherlands
$105M -$1.22M -15,265 -1%
N
18
Nuveen
North Carolina
$103M +$5.72M +71,444 +6%
State Street
19
State Street
Massachusetts
$94M -$259K -3,241 -0.3%
Dimensional Fund Advisors
20
Dimensional Fund Advisors
Texas
$90M -$4.92M -61,478 -5%
JCM
21
Junto Capital Management
New York
$84.4M +$21.1M +263,355 +34%
Norges Bank
22
Norges Bank
Norway
$81.7M -$2.05M -25,665 -3%
Arrowstreet Capital
23
Arrowstreet Capital
Massachusetts
$76.9M +$8.32M +103,896 +12%
Westfield Capital Management
24
Westfield Capital Management
Massachusetts
$72.4M +$17.6M +219,581 +33%
ACH
25
ArrowMark Colorado Holdings
Colorado
$65.9M -$19.1M -238,898 -23%

LPLA Hedge Fund Activity: Q3 2019 in Review

312 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2019, worth a combined $6.28B — down 1.5% from $6.38B a quarter earlier.

Sellers outnumbered buyers: 49 funds closed out of LPLA and 40 opened new positions — a net loss of 9 holders — while 133 trimmed existing stakes and 99 added.

The largest buyer was Citadel Advisors, adding an estimated $82.2M. The largest seller was Samlyn Capital, cutting an estimated $66.2M.

  • 312 institutional investors held LPL Financial (LPLA) as of Q3 2019, down from 321 in Q2 2019.
  • Funds reported $6.28B of LPL Financial stock for Q3 2019, down 1.5% quarter-over-quarter.
  • 40 funds opened new LPL Financial positions in Q3 2019 and 49 closed out, a net change of -9 holders.
  • The largest LPL Financial buyer in Q3 2019 was Citadel Advisors, an estimated $82.2M added.
  • The largest LPL Financial seller in Q3 2019 was Samlyn Capital, an estimated $66.2M sold.

Based on aggregated 13F filings for Q3 2019.