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LPL Financial

341 hedge funds and large institutions have $7.07B invested in LPL Financial in 2019 Q4 according to their latest regulatory filings, with 64 funds opening new positions, 105 increasing their positions, 135 reducing their positions, and 25 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,432% more call options, than puts

Call options by funds: $70.7M | Put options by funds: $4.61M

156% more first-time investments, than exits

New positions opened: 64 | Existing positions closed: 25

120% more funds holding in top 10

Funds holding in top 10: 511 (+6)

13% more capital invested

Capital invested by funds: $6.28B → $7.07B (+$793M)

9% more funds holding

Funds holding: 312341 (+29)

1.5% more ownership

Funds ownership: 93.37%94.87% (+1.5%)

22% less repeat investments, than reductions

Existing positions increased: 105 | Existing positions reduced: 135

Holders
341
Holders Change
+29
Holders Change %
+9.29%
% of All Funds
6.72%
Holding in Top 10
11
Holding in Top 10 Change
+6
Holding in Top 10 Change %
+120%
% of All Funds
0.22%
New
64
Increased
105
Reduced
135
Closed
25
Calls
$70.7M
Puts
$4.61M
Net Calls
+$66.1M
Net Calls Change
-$41.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Janus Henderson Group
1
Janus Henderson Group
United Kingdom
$889M -$20.3M -236,323 -2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$868M +$1.03M +12,024 +0.1%
BlackRock
3
BlackRock
New York
$363M -$7.58M -88,285 -2%
SC
4
Samlyn Capital
New York
$318M +$175M +2,039,132 +145%
Invesco
5
Invesco
Georgia
$253M +$38.1M +444,469 +19%
Fidelity Investments
6
Fidelity Investments
Massachusetts
$221M -$11.2M -130,987 -5%
FPA
7
First Pacific Advisors
California
$175M -$61.3M -713,927 -27%
Bank of New York Mellon
8
Bank of New York Mellon
New York
$167M +$29.5M +343,766 +23%
SCA
9
Southpoint Capital Advisors
New York
$161M +$21.5M +250,000 +17%
American Century Companies
10
American Century Companies
Missouri
$146M -$1.36M -15,849 -1%
FCIM
11
Fairview Capital Investment Management
California
$132M +$411K +4,790 +0.3%
CCP
12
Clarkston Capital Partners
Michigan
$126M +$1.43M +16,710 +1%
N
13
Nuveen
North Carolina
$124M +$7.37M +85,862 +7%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$123M -$4.91M -57,168 -4%
Westfield Capital Management
15
Westfield Capital Management
Massachusetts
$115M +$31.6M +367,788 +42%
APG Asset Management
16
APG Asset Management
Netherlands
$113M -$1.5M -17,435 -1%
VOYA Investment Management
17
VOYA Investment Management
Georgia
$113M -$6.4M -74,590 -6%
Citadel Advisors
18
Citadel Advisors
Florida
$106M -$21.4M -249,801 -18%
State Street
19
State Street
Massachusetts
$104M -$2.03M -23,704 -2%
Victory Capital Management
20
Victory Capital Management
Texas
$96.5M +$22M +255,835 +32%
Dimensional Fund Advisors
21
Dimensional Fund Advisors
Texas
$95M -$5.93M -69,098 -6%
FCM
22
Frontier Capital Management
Massachusetts
$94.6M -$32.5M -379,218 -27%
Norges Bank
23
Norges Bank
Norway
$90.3M -$1.63M -18,978 -2%
JCM
24
Junto Capital Management
New York
$83.4M -$10.9M -127,271 -12%
Arrowstreet Capital
25
Arrowstreet Capital
Massachusetts
$77.5M -$8.49M -98,896 -11%

LPLA Hedge Fund Activity: Q4 2019 in Review

341 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q4 2019, worth a combined $7.07B — up 13% from $6.28B a quarter earlier.

Buyers outnumbered sellers: 64 funds opened new LPLA positions and 25 closed out — a net gain of 39 holders — while 105 added to existing stakes and 135 trimmed.

The largest buyer was Samlyn Capital, adding an estimated $175M. The largest seller was First Pacific Advisors, cutting an estimated $61.3M.

  • 341 institutional investors held LPL Financial (LPLA) as of Q4 2019, up from 312 in Q3 2019.
  • Funds reported $7.07B of LPL Financial stock for Q4 2019, up 13% quarter-over-quarter.
  • 64 funds opened new LPL Financial positions in Q4 2019 and 25 closed out, a net change of +39 holders.
  • The largest LPL Financial buyer in Q4 2019 was Samlyn Capital, an estimated $175M added.
  • The largest LPL Financial seller in Q4 2019 was First Pacific Advisors, an estimated $61.3M sold.

Based on aggregated 13F filings for Q4 2019.