LPL Financial
LPLA
149 hedge funds and large institutions have $3.4B invested in LPL Financial in 2013 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 73 increasing their positions, 44 reducing their positions, and 15 closing their positions.
66% more repeat investments, than reductions
Existing positions increased: 73 | Existing positions reduced: 44
60% more first-time investments, than exits
New positions opened: 24 | Existing positions closed: 15
3% more funds holding
Funds holding: 144 → 149 (+5)
2% less capital invested
Capital invested by funds: $3.48B → $3.4B (-$71.7M)
22% less funds holding in top 10
Funds holding in top 10: 9 → 7 (-2)
42% less call options, than puts
Call options by funds: $616K | Put options by funds: $1.07M
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
American Century Companies
Kansas City,
Missouri
|
+$73.2M |
| 2 |
BBHC
Brown Brothers Harriman & Co
New York
|
+$71.3M |
| 3 |
William Blair & Company
Chicago,
Illinois
|
+$60.8M |
| 4 |
JHIU
Janus Henderson Investors US
Denver,
Colorado
|
+$44.1M |
| 5 |
Vanguard Group
Malvern,
Pennsylvania
|
+$40.1M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
TGHSA
TPG Group Holdings (SBS) Advisors
Fort Worth,
Texas
|
-$156M |
| 2 |
Wellington Management Group
Boston,
Massachusetts
|
-$14M |
| 3 |
Goldman Sachs
New York
|
-$8.09M |
| 4 |
Balyasny Asset Management
Chicago,
Illinois
|
-$4.94M |
| 5 |
Millennium Management
New York
|
-$3.14M |
LPLA Hedge Fund Activity: Q3 2013 in Review
149 of the 3,096 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q3 2013, worth a combined $3.4B — down 2.1% from $3.48B a quarter earlier.
Buyers outnumbered sellers: 24 funds opened new LPLA positions and 15 closed out — a net gain of 9 holders — while 73 added to existing stakes and 44 trimmed.
The largest buyer was American Century Companies, opening a new position worth an estimated $73.2M. The largest seller was TPG Group Holdings (SBS) Advisors, cutting an estimated $156M.
- 149 institutional investors held LPL Financial (LPLA) as of Q3 2013, up from 144 in Q2 2013.
- Funds reported $3.4B of LPL Financial stock for Q3 2013, down 2.1% quarter-over-quarter.
- 24 funds opened new LPL Financial positions in Q3 2013 and 15 closed out, a net change of +9 holders.
- The largest LPL Financial buyer in Q3 2013 was American Century Companies, an estimated $73.2M added.
- The largest LPL Financial seller in Q3 2013 was TPG Group Holdings (SBS) Advisors, an estimated $156M sold.
Based on aggregated 13F filings for Q3 2013.