We are live on ! Find out more
LPLA icon

LPL Financial

290 hedge funds and large institutions have $5.14B invested in LPL Financial in 2018 Q1 according to their latest regulatory filings, with 73 funds opening new positions, 102 increasing their positions, 91 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

232% more first-time investments, than exits

New positions opened: 73 | Existing positions closed: 22

19% more funds holding

Funds holding: 243290 (+47)

12% more repeat investments, than reductions

Existing positions increased: 102 | Existing positions reduced: 91

8% more funds holding in top 10

Funds holding in top 10: 1314 (+1)

7% more capital invested

Capital invested by funds: $4.82B → $5.14B (+$325M)

0.09% more ownership

Funds ownership: 93.46%93.56% (+0.09%)

17% less call options, than puts

Call options by funds: $13.5M | Put options by funds: $16.2M

Holders
290
Holders Change
+47
Holders Change %
+19.34%
% of All Funds
6.65%
Holding in Top 10
14
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+7.69%
% of All Funds
0.32%
New
73
Increased
102
Reduced
91
Closed
22
Calls
$13.5M
Puts
$16.2M
Net Calls
-$2.74M
Net Calls Change
-$5.73M
Name Holding Trade Value Shares
Change
Change in
Stake
Janus Henderson Group
1
Janus Henderson Group
United Kingdom
$601M +$14.1M +226,733 +2%
Vanguard Group
2
Vanguard Group
Pennsylvania
$578M +$2.55M +41,088 +0.4%
SA
3
SPO Advisory
California
$393M -$32.2M -518,700 -7%
BlackRock
4
BlackRock
New York
$244M +$2.77M +44,761 +1%
FPA
5
First Pacific Advisors
California
$237M -$21.5M -346,678 -8%
FCIM
6
Fairview Capital Investment Management
California
$148M -$64.1M -1,034,820 -30%
ACH
7
ArrowMark Colorado Holdings
Colorado
$142M -$46.8M -755,523 -25%
Balyasny Asset Management
8
Balyasny Asset Management
Illinois
$133M +$26.8M +432,461 +25%
Invesco
9
Invesco
Georgia
$133M -$12.6M -203,657 -9%
SC
10
Samlyn Capital
New York
$116M -$1.01M -16,344 -0.8%
CCP
11
Clarkston Capital Partners
Michigan
$108M -$26.9M -433,344 -20%
FCM
12
Frontier Capital Management
Massachusetts
$106M +$76.9M +1,240,990 +247%
Dimensional Fund Advisors
13
Dimensional Fund Advisors
Texas
$83.4M -$2.89M -46,659 -3%
Bank of New York Mellon
14
Bank of New York Mellon
New York
$81.7M +$4.89M +78,833 +6%
AL
15
AJO LP
Pennsylvania
$80.6M -$9.65M -155,745 -11%
State Street
16
State Street
Massachusetts
$77.3M -$2.53M -40,762 -3%
Norges Bank
17
Norges Bank
Norway
$73.4M -$4.73M -76,300 -6%
Fidelity Investments
18
Fidelity Investments
Massachusetts
$66.2M -$45.2M -729,699 -40%
TCP
19
Tourbillon Capital Partners
New York
$61.1M +$62M +1,000,080 New
Point72 Asset Management
20
Point72 Asset Management
Connecticut
$60.3M +$9.46M +152,572 +18%
Geode Capital Management
21
Geode Capital Management
Massachusetts
$55.5M +$5.15M +83,149 +10%
D.E. Shaw & Co
22
D.E. Shaw & Co
New York
$53.5M +$16.5M +266,035 +44%
MWNA
23
Marshall Wace North America
New York
$50.7M +$22.9M +368,677 +80%
Victory Capital Management
24
Victory Capital Management
Texas
$49.6M -$6.3M -101,669 -11%
Arrowstreet Capital
25
Arrowstreet Capital
Massachusetts
$49.5M +$23.1M +372,436 +85%

LPLA Hedge Fund Activity: Q1 2018 in Review

290 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2018, worth a combined $5.14B — up 6.7% from $4.82B a quarter earlier.

Buyers outnumbered sellers: 73 funds opened new LPLA positions and 22 closed out — a net gain of 51 holders — while 102 added to existing stakes and 91 trimmed.

The largest buyer was Frontier Capital Management, adding an estimated $76.9M. The largest seller was HMI Capital Management, cutting an estimated $86.6M.

  • 290 institutional investors held LPL Financial (LPLA) as of Q1 2018, up from 243 in Q4 2017.
  • Funds reported $5.14B of LPL Financial stock for Q1 2018, up 6.7% quarter-over-quarter.
  • 73 funds opened new LPL Financial positions in Q1 2018 and 22 closed out, a net change of +51 holders.
  • The largest LPL Financial buyer in Q1 2018 was Frontier Capital Management, an estimated $76.9M added.
  • The largest LPL Financial seller in Q1 2018 was HMI Capital Management, an estimated $86.6M sold.

Based on aggregated 13F filings for Q1 2018.