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LPL Financial

298 hedge funds and large institutions have $4.08B invested in LPL Financial in 2020 Q1 according to their latest regulatory filings, with 41 funds opening new positions, 104 increasing their positions, 115 reducing their positions, and 81 closing their positions.

New
Increased
Maintained
Reduced
Closed

919% more call options, than puts

Call options by funds: $43.7M | Put options by funds: $4.28M

0.17% more ownership

Funds ownership: 94.87%95.04% (+0.17%)

10% less repeat investments, than reductions

Existing positions increased: 104 | Existing positions reduced: 115

13% less funds holding

Funds holding: 341298 (-43)

42% less capital invested

Capital invested by funds: $7.07B → $4.08B (-$3B)

45% less funds holding in top 10

Funds holding in top 10: 116 (-5)

49% less first-time investments, than exits

New positions opened: 41 | Existing positions closed: 81

Holders
298
Holders Change
-43
Holders Change %
-12.61%
% of All Funds
6.57%
Holding in Top 10
6
Holding in Top 10 Change
-5
Holding in Top 10 Change %
-45.45%
% of All Funds
0.13%
New
41
Increased
104
Reduced
115
Closed
81
Calls
$43.7M
Puts
$4.28M
Net Calls
+$39.4M
Net Calls Change
-$26.7M
Name Holding Trade Value Shares
Change
Change in
Stake
Vanguard Group
1
Vanguard Group
Pennsylvania
$521M +$13.9M +172,319 +2%
Janus Henderson Group
2
Janus Henderson Group
United Kingdom
$490M -$52.2M -647,468 -7%
BlackRock
3
BlackRock
New York
$216M +$1.95M +24,160 +0.6%
SC
4
Samlyn Capital
New York
$205M +$26.6M +329,743 +10%
Invesco
5
Invesco
Georgia
$129M -$31.1M -386,341 -14%
CCP
6
Clarkston Capital Partners
Michigan
$118M +$65M +806,137 +59%
Bank of New York Mellon
7
Bank of New York Mellon
New York
$118M +$29M +359,305 +20%
Fidelity Investments
8
Fidelity Investments
Massachusetts
$115M -$23.1M -286,322 -12%
American Century Companies
9
American Century Companies
Missouri
$114M +$41.9M +520,078 +33%
FCIM
10
Fairview Capital Investment Management
California
$112M +$50.8M +630,173 +44%
SCA
11
Southpoint Capital Advisors
New York
$105M +$14.1M +175,000 +10%
FPA
12
First Pacific Advisors
California
$89.4M -$20.5M -254,348 -13%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$75.1M +$3.98M +49,393 +4%
VOYA Investment Management
14
VOYA Investment Management
Georgia
$71M +$6.79M +84,190 +7%
Point72 Asset Management
15
Point72 Asset Management
Connecticut
$70.7M +$105M +1,298,869 New
JCM
16
Junto Capital Management
New York
$66.8M +$26.1M +323,706 +36%
State Street
17
State Street
Massachusetts
$61.5M +$564K +7,002 +0.6%
Westfield Capital Management
18
Westfield Capital Management
Massachusetts
$55.9M -$18.1M -224,183 -18%
Dimensional Fund Advisors
19
Dimensional Fund Advisors
Texas
$52.8M -$4.76M -59,000 -6%
N
20
Nuveen
North Carolina
$50.1M -$34.2M -423,731 -32%
Norges Bank
21
Norges Bank
Norway
$49.3M -$5.85M -72,552 -7%
FCM
22
Frontier Capital Management
Massachusetts
$47.9M -$11.7M -144,697 -14%
ACH
23
ArrowMark Colorado Holdings
Colorado
$44.8M +$9.9M +122,803 +18%
Deutsche Bank
24
Deutsche Bank
Germany
$37.8M +$6.38M +79,122 +13%
EAM
25
Eagle Asset Management
Florida
$35.8M -$3.87M -47,986 -7%

LPLA Hedge Fund Activity: Q1 2020 in Review

298 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in LPL Financial (LPLA) for Q1 2020, worth a combined $4.08B — down 42% from $7.07B a quarter earlier.

Sellers outnumbered buyers: 81 funds closed out of LPLA and 41 opened new positions — a net loss of 40 holders — while 115 trimmed existing stakes and 104 added.

The largest buyer was Point72 Asset Management, opening a new position worth an estimated $105M. The largest seller was APG Asset Management, cutting an estimated $85.7M.

  • 298 institutional investors held LPL Financial (LPLA) as of Q1 2020, down from 341 in Q4 2019.
  • Funds reported $4.08B of LPL Financial stock for Q1 2020, down 42% quarter-over-quarter.
  • 41 funds opened new LPL Financial positions in Q1 2020 and 81 closed out, a net change of -40 holders.
  • The largest LPL Financial buyer in Q1 2020 was Point72 Asset Management, an estimated $105M added.
  • The largest LPL Financial seller in Q1 2020 was APG Asset Management, an estimated $85.7M sold.

Based on aggregated 13F filings for Q1 2020.