Financial Advocates Investment Management’s Global X US Preferred ETF PFFD Stock Holding History

Financial Advocates Investment Management’s Portfolio PFFD Stock Details PFFD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q3	–	Sell	-65,370	Closed	-$1.23M	–	429
2025 Q2	$1.23M	Sell	65,370 -17,604	-21%	-$328K	0.1%	194
2025 Q1	$1.58M	Buy	82,974 +60,162	+264%	+$1.18M	0.11%	201
2024 Q4	$445K	Buy	22,812 +938	+4%	+$19.1K	0.03%	489
2024 Q3	$455K	Buy	+21,874	New	+$440K	0.03%	481

Other funds holding PFFD

OWM

Orgel Wealth Management Altoona, Wisconsin $5.27B AUM 16.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

GXJ

Global X Japan Chiyoda-Ku, Tokyo, Japan $2.72B AUM 45.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

NYLIM

New York Life Investment Management New York $14.3B AUM 34.42% 1-Year Est. Return

Mercer Global Advisors Denver, Colorado $80B AUM 26.12% 1-Year Est. Return

FMLI

Fukoku Mutual Life Insurance Tokyo, Japan $1.72B AUM 29.29% 1-Year Est. Return

Lido Advisors Los Angeles, California $36.8B AUM 26.6% 1-Year Est. Return

Financial Advocates Investment Management's PFFD Position: Q3 2025 in Review

Financial Advocates Investment Management sold out of Global X US Preferred ETF (PFFD) in Q3 2025, closing a stake of 65,370 shares — an estimated $1.23M sold.

Financial Advocates Investment Management first reported a position in PFFD in Q3 2024 and held it in 4 quarters. The position peaked at $1.58M in Q1 2025. 281 funds tracked by Wall St. Rank hold PFFD as of Q3 2025.

Financial Advocates Investment Management reported no remaining Global X US Preferred ETF position as of Q3 2025 after selling out during the quarter.
Financial Advocates Investment Management sold 65,370 Global X US Preferred ETF shares in Q3 2025, an estimated $1.23M.
Financial Advocates Investment Management first reported a position in Global X US Preferred ETF in Q3 2024 and held it in 4 quarters.
Financial Advocates Investment Management's Global X US Preferred ETF position peaked at $1.58M in Q1 2025.
281 funds tracked by Wall St. Rank held Global X US Preferred ETF as of Q3 2025.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.