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FAIM

Financial Advocates Investment Management Portfolio holdings

AUM $178M
1-Year Est. Return 21.03%
This Fund
S&P 500
This Quarter Est. Return
+9.55%
1 Year Est. Return
+21.03%
3 Year Est. Return
+89.86%
5 Year Est. Return
+102.11%
10 Year Est. Return
–
AUM
$178M
AUM Growth
-$1.05B
Cap. Flow
-$1.08B
Cap. Flow %
-608.68%
Top 10 Hldgs %
37.36%
Holding
630
New
3
Increased
8
Reduced
92
Closed
526

Top Buys

Rank Stock Value
1
ZROZ icon
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
+$1.47M
2
BAI
iShares A.I. Innovation and Tech Active ETF
BAI
+$522K
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$345K
4
PHM icon
Pultegroup
PHM
+$218K
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$181K

Top Sells

Rank Stock Value
1
NVDA icon
NVIDIA
NVDA
+$41M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$40.5M
3
AAPL icon
Apple
AAPL
+$34.1M
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$26.1M
5
IEFA icon
iShares Core MSCI EAFE ETF
IEFA
+$25M

Sector Composition

Rank Sector Weight
1 Technology 12.54%
2 Communication Services 2.67%
3 Consumer Discretionary 1.38%
4 Financials 0.59%
5 Consumer Staples 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MEDP icon
376
Medpace
MEDP
$16.9B
– –
-1,237
Closed -$388K
MELI icon
377
Mercado Libre
MELI
$98.4B
– –
-285
Closed -$745K
MINO icon
378
PIMCO Municipal Income Opportunities Active ETF
MINO
$752M
– –
-17,606
Closed -$779K
MKC icon
379
McCormick & Company Non-Voting
MKC
$14.2B
– –
-2,916
Closed -$221K
MKL icon
380
Markel Group
MKL
$22.8B
– –
-110
Closed -$220K
MLPA icon
381
Global X MLP ETF
MLPA
$2.28B
– –
-37,318
Closed -$1.87M
MRSH
382
Marsh
MRSH
$91.3B
– –
-2,561
Closed -$560K
MMM icon
383
3M
MMM
$94.4B
– –
-3,304
Closed -$503K
MNST icon
384
Monster Beverage
MNST
$89.2B
– –
-21,908
Closed -$686K
MPLX icon
385
MPLX
MPLX
$60.1B
– –
-7,027
Closed -$362K
MPWR icon
386
Monolithic Power Systems
MPWR
$68.9B
– –
-620
Closed -$453K
MRK icon
387
Merck
MRK
$322B
– –
-7,847
Closed -$621K
MS icon
388
Morgan Stanley
MS
$338B
– –
-2,992
Closed -$421K
MSFT icon
389
PUT
Microsoft
MSFT
$3.74T
– –
-100
Closed -$49.7K
MSTR icon
390
Strategy Inc
MSTR
$37.8B
– –
-13,011
Closed -$5.26M
MTUM icon
391
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
– –
-2,769
Closed -$665K
MU icon
392
Micron Technology
MU
$981B
– –
-5,378
Closed -$663K
MUNI icon
393
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.12B
– –
-5,003
Closed -$257K
NEAR icon
394
iShares Short Maturity Bond ETF
NEAR
$4.88B
– –
-48,044
Closed -$2.46M
NEE icon
395
NextEra Energy
NEE
$179B
– –
-14,307
Closed -$993K
NFG icon
396
National Fuel Gas
NFG
$7.82B
– –
-4,760
Closed -$403K
NKE icon
397
Nike
NKE
$61.3B
– –
-15,783
Closed -$1.12M
NLR icon
398
VanEck Uranium + Nuclear Energy ETF
NLR
$4.22B
– –
-11,291
Closed -$1.26M
NOW icon
399
ServiceNow
NOW
$132B
– –
-2,020
Closed -$415K
NPCE icon
400
Neuropace
NPCE
$512M
– –
-23,000
Closed -$256K
14 15
16
17 18

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WAM
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SAM
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KAH
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CWM
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AWM
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Financial Advocates Investment Management's Q3 2025 Portfolio in Review

As of Q3 2025, Financial Advocates Investment Management held 630 positions worth $178M, down 86% from $1.23B the previous quarter. Its ten largest holdings account for 37% of the portfolio.

Financial Advocates Investment Management withdrew a net $1.08B in Q3 2025, closing 526 positions and reducing 92 holdings. Its most notable exit was iShares Core MSCI EAFE ETF, an estimated $25M position sold in full.

By sector, the portfolio is most concentrated in Technology at 13% of assets, down from 13% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Financial Advocates Investment Management opened a new position in PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund worth $1.53M.

  • Financial Advocates Investment Management's largest Q3 2025 buy was PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund: 22,499 shares worth $1.53M.
  • Financial Advocates Investment Management added most to iShares A.I. Innovation and Tech Active ETF in Q3 2025, an estimated $522K increase.
  • Financial Advocates Investment Management's biggest Q3 2025 reduction was NVIDIA, cutting an estimated $41M.
  • Financial Advocates Investment Management fully exited iShares Core MSCI EAFE ETF in Q3 2025, selling an estimated $25M.
  • Financial Advocates Investment Management's ten largest holdings make up 37% of its $178M portfolio in Q3 2025.
  • Financial Advocates Investment Management opened 3 new positions and closed 526 in Q3 2025.
  • Financial Advocates Investment Management's portfolio value fell 86% quarter-over-quarter to $178M.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.