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Financial Advocates Investment Management’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Financial Advocates Investment Management’s Portfolio FYC Stock Details FYC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q3 		– Sell
-3,523
Closed -$280K – 259
2025
Q2 		$280K Sell
3,523
-445
-11% -$32K 0.02% 513
2025
Q1 		$273K Buy
3,968
+416
+12% +$31.4K 0.02% 584
2024
Q4 		$275K Sell
3,552
-49
-1% -$3.85K 0.02% 619
2024
Q3 		$268K Sell
3,601
-16
-0.4% -$1.12K 0.02% 637
2024
Q2 		$238K Sell
3,617
-181
-5% -$11.8K 0.01% 631
2024
Q1 		$250K Sell
3,798
-100
-3% -$6.26K 0.01% 658
2023
Q4 		$245K Sell
3,898
-107
-3% -$6.08K 0.02% 633
2023
Q3 		$226K Sell
4,005
-302
-7% -$18.1K 0.02% 615
2023
Q2 		$259K Sell
4,307
-98
-2% -$5.64K 0.02% 559
2023
Q1 		$255K Sell
4,405
-773
-15% -$45.2K 0.02% 605
2022
Q4 		$286K Sell
5,178
-31
-0.6% -$1.77K 0.02% 573
2022
Q3 		$281K Buy
5,209
+83
+2% +$4.88K 0.02% 567
2022
Q2 		$278K Sell
5,126
-159
-3% -$9.48K 0.02% 530
2022
Q1 		$361K Sell
5,285
-74
-1% -$4.96K 0.02% 526
2021
Q4 		$400K Sell
5,359
-8
-0.1% -$600 0.03% 546
2021
Q3 		$384K Buy
5,367
+194
+4% +$13.9K 0.03% 547
2021
Q2 		$379K Buy
+5,173
New +$366K 0.03% 547
2020
Q3 		– Sell
-44,325
Closed -$1.88M – 648
2020
Q2 		$1.88M Buy
44,325
+590
+1% +$22.5K 0.18% 137
2020
Q1 		$1.43M Buy
+43,735
New +$1.86M 0.2% 136

Other funds holding FYC

LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
First Trust Advisors
First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
EA
Eclectic Associates Fullerton, California $878M AUM 18.7% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $424B AUM 22.96% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Financial Advocates Investment Management's FYC Position: Q3 2025 in Review

Financial Advocates Investment Management sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q3 2025, closing a stake of 3,523 shares — an estimated $280K sold.

Financial Advocates Investment Management first reported a position in FYC in Q1 2020 and held it in 19 quarters. The position peaked at $1.88M in Q2 2020. 117 funds tracked by Wall St. Rank hold FYC as of Q3 2025.

  • Financial Advocates Investment Management reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q3 2025 after selling out during the quarter.
  • Financial Advocates Investment Management sold 3,523 First Trust Small Cap Growth AlphaDEX Fund shares in Q3 2025, an estimated $280K.
  • Financial Advocates Investment Management first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q1 2020 and held it in 19 quarters.
  • Financial Advocates Investment Management's First Trust Small Cap Growth AlphaDEX Fund position peaked at $1.88M in Q2 2020.
  • 117 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q3 2025.

Based on Financial Advocates Investment Management's 13F filing for Q3 2025, filed 6 Nov 2025.