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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

76 hedge funds and large institutions have $159M invested in First Trust Small Cap Growth AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 21 increasing their positions, 29 reducing their positions, and 5 closing their positions.

Holders
76
Holders Change
+10
Holders Change %
+15.15%
% of All Funds
1.11%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
15
Increased
21
Reduced
29
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$20.8M
2
CIA
2
Concurrent Investment Advisors
Florida
$5.21M
3
LPL Financial
3
LPL Financial
California
$28.8M
4
Wells Fargo
4
Wells Fargo
California
$5.57M
5
KWM
5
Kingsview Wealth Management
Oregon
$3.57M

Top Sellers

1
First Trust Advisors
1
First Trust Advisors
Illinois
$0
2
IWP
2
IAG Wealth Partners
Wisconsin
$66.6K
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$348K
4
DF
4
Dunhill Financial
United Kingdom
$529K
5
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$3.06M
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$28.8M 457,894 +70,903 +18%
Morgan Stanley
2
Morgan Stanley
New York
$20.8M 331,262 +172,392 +109%
JAWM
3
J. Arnold Wealth Management
Ohio
$13.1M 208,878 +10,694 +5%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$9.31M 147,898 +2,749 +2%
Bank of America
5
Bank of America
North Carolina
$8.85M 140,715 -2,927 -2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$8.09M 128,605 -1,963 -2%
IA
7
IFP Advisors
Florida
$7.53M 119,687 +10,531 +10%
Wells Fargo
8
Wells Fargo
California
$5.57M 88,544 +22,355 +34%
CIA
9
Concurrent Investment Advisors
Florida
$5.21M 82,864 +82,864 New
KWM
10
Kingsview Wealth Management
Oregon
$3.57M 56,682 +15,718 +38%
RJA
11
Raymond James & Associates
Florida
$3.34M 53,083 -1,738 -3%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$3.34M 53,047 +15,627 +42%
MI
13
Moneywise Inc
Virginia
$3.21M 50,958 -4,832 -9%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$3.19M 50,762 -7,332 -13%
PNC Financial Services Group
15
PNC Financial Services Group
Pennsylvania
$3.06M 48,590 -14,827 -23%
BFC
16
Bedel Financial Consulting
Indiana
$2.84M 45,086 -218 -0.5%
EH
17
Equitable Holdings
New York
$2.38M 37,772 +1,070 +3%
MA
18
MONECO Advisors
Connecticut
$2.31M 36,666 -7,491 -17%
Osaic Holdings
19
Osaic Holdings
Arizona
$2.02M 32,136 -14,196 -31%
UBS Group
20
UBS Group
Switzerland
$2.01M 31,873 -4,599 -13%
CAN
21
Cetera Advisor Networks
California
$1.62M 25,706 +10,561 +70%
Stifel Financial
22
Stifel Financial
Missouri
$1.59M 25,297 +14,504 +134%
US Bancorp
23
US Bancorp
Minnesota
$1.25M 19,780 +1,151 +6%
MIM
24
MTM Investment Management
South Carolina
$1.16M 18,442 -767 -4%
SPIA
25
Steward Partners Investment Advisory
New York
$1.15M 18,319 -490 -3%
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