First Trust Small Cap Growth AlphaDEX Fund
32 hedge funds and large institutions have $38.6M invested in First Trust Small Cap Growth AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 3 closing their positions.
12% more capital invested
Capital invested by funds: $34.4M → $38.6M (+$4.29M)
3.24% more ownership
Funds ownership: 73.14% → 76.38% (+3.2%)
9% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 11
0% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 3
3% less funds holding
Funds holding: 33 → 32 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
UBS Group
Zurich,
Switzerland
|
+$1.79M |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$1.02M |
| 3 |
LPL Financial
San Diego,
California
|
+$643K |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$528K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
+$325K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SG Americas Securities
New York
|
-$865K |
| 2 |
Jane Street
New York
|
-$677K |
| 3 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$623K |
| 4 |
Morgan Stanley
New York
|
-$259K |
| 5 |
CIM
Confluence Investment Management
St. Louis,
Missouri
|
-$92.1K |
FYC Hedge Fund Activity: Q3 2016 in Review
32 of the 3,759 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q3 2016, worth a combined $38.6M — up 12% from $34.4M a quarter earlier.
Fund positioning in FYC was balanced in Q3 2016: 3 funds opened new positions, 3 closed out, 12 added to existing stakes and 11 trimmed.
The largest buyer was UBS Group, adding an estimated $1.79M. The largest seller was SG Americas Securities, exiting entirely with an estimated $865K sold.
- 32 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q3 2016, down from 33 in Q2 2016.
- Funds reported $38.6M of First Trust Small Cap Growth AlphaDEX Fund stock for Q3 2016, up 12% quarter-over-quarter.
- 3 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q3 2016 and 3 closed out, a net change of 0 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q3 2016 was UBS Group, an estimated $1.79M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q3 2016 was SG Americas Securities, an estimated $865K sold.
Based on aggregated 13F filings for Q3 2016.