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First Trust Small Cap Growth AlphaDEX Fund

32 hedge funds and large institutions have $38.6M invested in First Trust Small Cap Growth AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 3 closing their positions.

Holders
32
Holders Change
-1
Holders Change %
-3.03%
% of All Funds
0.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
12
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Bank of America
1
Bank of America
North Carolina
$9.04M 267,442 +9,813 +4%
Morgan Stanley
2
Morgan Stanley
New York
$7.82M 231,138 -7,810 -3%
LPL Financial
3
LPL Financial
California
$6.67M 199,258 +19,410 +11%
RJA
4
Raymond James & Associates
Florida
$2.24M 66,189 +30,663 +86%
UBS Group
5
UBS Group
Switzerland
$1.93M 56,922 +53,922 +1,797%
CCA
6
Clearwater Capital Advisors
Illinois
$1.84M 55,060 -369 -0.7%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$1.58M 46,655 +5,610 +14%
Wells Fargo
8
Wells Fargo
California
$1.12M 32,982 -773 -2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$978K 28,938 -387 -1%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$912K 26,982 +3,800 +16%
JIP
11
Jaffetilchin Investment Partners
Florida
$734K 21,699 +1,850 +9%
Stifel Financial
12
Stifel Financial
Missouri
$612K 18,084 +7,669 +74%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$539K 15,942 +15,942 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$532K 15,743 -18,812 -54%
CWM
15
Cornerstone Wealth Management
Missouri
$308K 9,210 +9,210 New
HFS
16
HL Financial Services
Kentucky
$288K 8,525 -611 -7%
Goldman Sachs
17
Goldman Sachs
New York
$277K 8,182 +295 +4%
WA
18
WFG Advisors
Texas
$238K 7,053 -155 -2%
IA
19
IFP Advisors
Florida
$216K 6,382 -1,711 -21%
CIM
20
Confluence Investment Management
Missouri
$201K 5,955 -2,781 -32%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$179K 5,298 +1,304 +33%
DADC
22
D.A. Davidson & Co
Montana
$111K 3,305 +637 +24%
GWM
23
Geneos Wealth Management
Colorado
$103K 3,065
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$78K 2,303 +286 +14%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$50K 1,487