We are live on ! Find out more
FYC icon

First Trust Small Cap Growth AlphaDEX Fund

32 hedge funds and large institutions have $38.6M invested in First Trust Small Cap Growth AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more capital invested

Capital invested by funds: $34.4M → $38.6M (+$4.29M)

3.24% more ownership

Funds ownership: 73.14%76.38% (+3.2%)

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

0% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 3

3% less funds holding

Funds holding: 3332 (-1)

Holders
32
Holders Change
-1
Holders Change %
-3.03%
% of All Funds
0.85%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
12
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$9.04M +$325K +9,813 +4%
Morgan Stanley
2
Morgan Stanley
New York
$7.82M -$259K -7,810 -3%
LPL Financial
3
LPL Financial
California
$6.67M +$643K +19,410 +11%
RJA
4
Raymond James & Associates
Florida
$2.24M +$1.02M +30,663 +86%
UBS Group
5
UBS Group
Switzerland
$1.93M +$1.79M +53,922 +1,797%
CCA
6
Clearwater Capital Advisors
Illinois
$1.84M -$12.2K -369 -0.7%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$1.58M +$186K +5,610 +14%
Wells Fargo
8
Wells Fargo
California
$1.11M -$25.6K -773 -2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$978K -$12.8K -387 -1%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$912K +$126K +3,800 +16%
JIP
11
Jaffetilchin Investment Partners
Florida
$734K +$61.3K +1,850 +9%
Stifel Financial
12
Stifel Financial
Missouri
$612K +$254K +7,669 +74%
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$539K +$528K +15,942 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$532K -$623K -18,812 -54%
CWM
15
Cornerstone Wealth Management
Missouri
$308K +$305K +9,210 New
HFS
16
HL Financial Services
Kentucky
$288K -$20.2K -611 -7%
Goldman Sachs
17
Goldman Sachs
New York
$277K +$9.77K +295 +4%
WA
18
WFG Advisors
Texas
$238K -$5.13K -155 -2%
IA
19
IFP Advisors
Florida
$216K -$56.7K -1,711 -21%
CIM
20
Confluence Investment Management
Missouri
$201K -$92.1K -2,781 -32%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$179K +$43.2K +1,304 +33%
DADC
22
D.A. Davidson & Co
Montana
$111K +$21.1K +637 +24%
GWM
23
Geneos Wealth Management
Colorado
$103K
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$78K +$9.47K +286 +14%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$50K