Confluence Investment Management’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-5,955	Closed	-$201K	–	238
2016 Q3	$201K	Sell	5,955 -2,781	-32%	-$93.9K	0.01%	220
2016 Q2	$273K	Sell	8,736 -5	-0.1%	-$156	0.01%	213
2016 Q1	$263K	Sell	8,741 -25	-0.3%	-$752	0.01%	207
2015 Q4	$267K	Buy	+8,766	New	+$267K	0.01%	222