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First Trust Small Cap Growth AlphaDEX Fund

32 hedge funds and large institutions have $52.8M invested in First Trust Small Cap Growth AlphaDEX Fund in 2016 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 18 increasing their positions, 7 reducing their positions, and 3 closing their positions.

Holders
32
Holders Change
Holders Change %
0%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
18
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$13.7M 395,932 +164,794 +71%
Bank of America
2
Bank of America
North Carolina
$9.84M 284,230 +16,788 +6%
LPL Financial
3
LPL Financial
California
$7.23M 207,640 +8,382 +4%
TFA
4
Transamerica Financial Advisors
Florida
$3.09M 89,155 +88,999 +57,051%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$2.27M 65,713 +49,970 +317%
UBS Group
6
UBS Group
Switzerland
$1.97M 57,030 +108 +0.2%
CCA
7
Clearwater Capital Advisors
Illinois
$1.96M 56,229 +1,169 +2%
SG Americas Securities
8
SG Americas Securities
New York
$1.73M 50,000 +50,000 New
Jane Street
9
Jane Street
New York
$1.56M 45,149 +45,149 New
RJA
10
Raymond James & Associates
Florida
$1.54M 44,451 -21,738 -33%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$1.42M 41,034 -5,621 -12%
Wells Fargo
12
Wells Fargo
California
$1.15M 33,098 +116 +0.4%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.05M 30,306 +1,368 +5%
First Trust Advisors
14
First Trust Advisors
Illinois
$1.01M 29,139 +29,139 New
JIP
15
Jaffetilchin Investment Partners
Florida
$844K 24,402 +2,703 +12%
Stifel Financial
16
Stifel Financial
Missouri
$452K 12,970 -5,114 -28%
CWM
17
Cornerstone Wealth Management
Missouri
$351K 10,059 +849 +9%
HFS
18
HL Financial Services
Kentucky
$283K 8,187 -338 -4%
IA
19
IFP Advisors
Florida
$269K 7,777 +1,395 +22%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$265K 7,669 -19,313 -72%
WA
21
WFG Advisors
Texas
$247K 7,124 +71 +1%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$183K 5,301 +3 +0.1%
DADC
23
D.A. Davidson & Co
Montana
$106K 3,066 -239 -7%
GWM
24
Geneos Wealth Management
Colorado
$104K 3,034 -31 -1%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$82K 2,379 +76 +3%