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First Trust Small Cap Growth AlphaDEX Fund

72 hedge funds and large institutions have $114M invested in First Trust Small Cap Growth AlphaDEX Fund in 2022 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 23 increasing their positions, 26 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

0% more capital invested

Capital invested by funds: $114M → $114M (+$491K)

0% more funds holding

Funds holding: 7272 (0)

5.05% less ownership

Funds ownership: 60.23%55.19% (-5%)

12% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 26

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
72
Holders Change
Holders Change %
0%
% of All Funds
1.16%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
10
Increased
23
Reduced
26
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$21.1M +$3.02M +52,874 +16%
Morgan Stanley
2
Morgan Stanley
New York
$9.18M -$22.6K -397 -0.2%
Bank of America
3
Bank of America
North Carolina
$7.73M -$600K -10,513 -7%
Wells Fargo
4
Wells Fargo
California
$7.71M +$5.13M +89,998 +182%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$7.64M +$1.03M +18,133 +15%
CAG
6
Csenge Advisory Group
Florida
$4.29M -$949K -16,650 -18%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.24M -$664K -11,652 -13%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$3.78M -$73.3K -1,285 -2%
RJA
9
Raymond James & Associates
Florida
$3.65M -$501K -8,794 -12%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$3.63M -$18.3K -321 -0.5%
IA
11
IFP Advisors
Florida
$3.47M +$768K +13,466 +24%
MI
12
Moneywise Inc
Virginia
$3.19M -$94.1K -1,651 -3%
MA
13
MONECO Advisors
Connecticut
$2.71M -$12.9K -227 -0.5%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$2.49M +$1.2M +20,960 +87%
Osaic Holdings
15
Osaic Holdings
Arizona
$2.45M +$575K +10,090 +29%
BFC
16
Bedel Financial Consulting
Indiana
$2.17M +$409K +7,178 +22%
KWM
17
Kingsview Wealth Management
Oregon
$2.06M +$87.9K +1,542 +4%
EH
18
Equitable Holdings
New York
$1.97M +$452K +7,935 +29%
UBS Group
19
UBS Group
Switzerland
$1.67M +$163K +2,866 +11%
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$1.24M -$81.9K -1,437 -6%
IWP
21
IAG Wealth Partners
Wisconsin
$1.08M +$1.07M +18,794 +2,764%
MIM
22
MTM Investment Management
South Carolina
$1.07M -$48.8K -855 -4%
SPIA
23
Steward Partners Investment Advisory
New York
$1.04M
KAS
24
Kestra Advisory Services
Texas
$1.02M +$80.6K +1,414 +8%
US Bancorp
25
US Bancorp
Minnesota
$992K +$1.02M +17,942 New

FYC Hedge Fund Activity: Q4 2022 in Review

72 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q4 2022, worth a combined $114M — up 0.43% from $114M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FYC positions and 8 closed out — a net gain of 2 holders — while 23 added to existing stakes and 26 trimmed.

The largest buyer was Wells Fargo, adding an estimated $5.13M. The largest seller was J. Arnold Wealth Management, cutting an estimated $9.04M.

  • 72 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q4 2022, unchanged from Q3 2022.
  • Funds reported $114M of First Trust Small Cap Growth AlphaDEX Fund stock for Q4 2022, up 0.43% quarter-over-quarter.
  • 10 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q4 2022 and 8 closed out, a net change of +2 holders.
  • The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q4 2022 was Wells Fargo, an estimated $5.13M added.
  • The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q4 2022 was J. Arnold Wealth Management, an estimated $9.04M sold.

Based on aggregated 13F filings for Q4 2022.