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First Trust Small Cap Growth AlphaDEX Fund

77 hedge funds and large institutions have $167M invested in First Trust Small Cap Growth AlphaDEX Fund in 2024 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 23 increasing their positions, 30 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 9

5% more capital invested

Capital invested by funds: $159M → $167M (+$8.47M)

0% more funds holding

Funds holding: 7777 (0)

1.79% less ownership

Funds ownership: 63.88%62.09% (-1.8%)

23% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 30

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
77
Holders Change
Holders Change %
0%
% of All Funds
1.11%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
23
Reduced
30
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
1
LPL Financial
California
$30.5M +$364K +5,803 +1%
First Trust Advisors
2
First Trust Advisors
Illinois
$20.4M +$19.5M +310,922 New
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$11.7M +$3.06M +48,893 +38%
Morgan Stanley
4
Morgan Stanley
New York
$10.4M -$10.8M -172,691 -52%
Wells Fargo
5
Wells Fargo
California
$9.86M +$3.86M +61,616 +70%
IA
6
IFP Advisors
Florida
$7.56M -$292K -4,655 -4%
Bank of America
7
Bank of America
North Carolina
$7.39M -$1.77M -28,296 -20%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$5.62M +$4.27M +68,168 +392%
CIA
9
Concurrent Investment Advisors
Florida
$5.17M -$257K -4,099 -5%
KWM
10
Kingsview Wealth Management
Oregon
$4.08M +$338K +5,389 +10%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$3.97M -$5.48M -87,484 -59%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$3.45M -$37.3K -596 -1%
RJA
13
Raymond James & Associates
Florida
$3.4M -$78.9K -1,260 -2%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$3.38M +$175K +2,799 +6%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$3.27M -$64.8K -1,034 -2%
BFC
16
Bedel Financial Consulting
Indiana
$3.07M +$101K +1,612 +4%
MI
17
Moneywise Inc
Virginia
$3.01M -$324K -5,169 -10%
EH
18
Equitable Holdings
New York
$2.42M -$61.1K -975 -3%
Cetera Investment Advisers
19
Cetera Investment Advisers
Illinois
$2.41M +$2.3M +36,744 New
UBS Group
20
UBS Group
Switzerland
$2.08M -$9.84K -157 -0.5%
Osaic Holdings
21
Osaic Holdings
Arizona
$1.98M -$127K -2,024 -6%
MA
22
MONECO Advisors
Connecticut
$1.74M -$639K -10,194 -28%
Stifel Financial
23
Stifel Financial
Missouri
$1.55M -$106K -1,688 -7%
US Bancorp
24
US Bancorp
Minnesota
$1.41M +$103K +1,648 +8%
HA
25
HFG Advisors
Ohio
$1.3M +$93.2K +1,488 +8%