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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

66 hedge funds and large institutions have $129M invested in First Trust Small Cap Growth AlphaDEX Fund in 2023 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 31 reducing their positions, and 8 closing their positions.

Holders
66
Holders Change
-5
Holders Change %
-7.04%
% of All Funds
1.04%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
17
Reduced
31
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$26.6M
2
DF
2
Dunhill Financial
United Kingdom
$1.52M
3
Wells Fargo
3
Wells Fargo
California
$7.97M
4
AWS
4
Atria Wealth Solutions
New York
$1.17M
5
IAIM
5
International Assets Investment Management
Florida
$715K

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$9.4M
2
Morgan Stanley
2
Morgan Stanley
New York
$10.9M
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
CAG
4
Csenge Advisory Group
Florida
$0
5
RJA
5
Raymond James & Associates
Florida
$3.37M
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$26.6M 441,628 +47,720 +12%
Morgan Stanley
2
Morgan Stanley
New York
$10.9M 180,844 -30,095 -14%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$9.4M 156,150 -57,608 -27%
Bank of America
4
Bank of America
North Carolina
$8.31M 138,062 -1,335 -1%
Wells Fargo
5
Wells Fargo
California
$7.97M 132,304 +14,699 +12%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$6.45M 107,119 +5,508 +5%
IA
7
IFP Advisors
Florida
$6.18M 102,581 +5,481 +6%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$3.68M 61,068 -3,694 -6%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$3.49M 57,950 -4,194 -7%
MI
10
Moneywise Inc
Virginia
$3.42M 56,789 -1,973 -3%
RJA
11
Raymond James & Associates
Florida
$3.37M 55,918 -6,642 -11%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$3.09M 51,370 -6,533 -11%
MA
13
MONECO Advisors
Connecticut
$2.84M 47,141 -1,313 -3%
BFC
14
Bedel Financial Consulting
Indiana
$2.64M 43,779 +403 +0.9%
IWP
15
IAG Wealth Partners
Wisconsin
$2.5M 41,598 +9,733 +31%
KWM
16
Kingsview Wealth Management
Oregon
$2.34M 38,912 -148 -0.4%
Osaic Holdings
17
Osaic Holdings
Arizona
$2.32M 38,495 -4,296 -10%
EH
18
Equitable Holdings
New York
$2.21M 36,662 -150 -0.4%
UBS Group
19
UBS Group
Switzerland
$1.52M 25,314 -1,649 -6%
DF
20
Dunhill Financial
United Kingdom
$1.52M 25,785 +25,785 New
AWS
21
Atria Wealth Solutions
New York
$1.17M 19,380 +14,258 +278%
MIM
22
MTM Investment Management
South Carolina
$1.16M 19,209 – –
SPIA
23
Steward Partners Investment Advisory
New York
$1.13M 18,789 – –
US Bancorp
24
US Bancorp
Minnesota
$1.12M 18,659 +29 +0.2%
HA
25
HFG Advisors
Ohio
$1.07M 17,852 +85 +0.5%
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