First Trust Small Cap Growth AlphaDEX Fund
67 hedge funds and large institutions have $129M invested in First Trust Small Cap Growth AlphaDEX Fund in 2023 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 31 reducing their positions, and 8 closing their positions.
2% more capital invested
Capital invested by funds: $126M → $129M (+$2.94M)
0.31% more ownership
Funds ownership: 59.39% → 59.69% (+0.31%)
7% less funds holding
Funds holding: 72 → 67 (-5)
45% less repeat investments, than reductions
Existing positions increased: 17 | Existing positions reduced: 31
50% less first-time investments, than exits
New positions opened: 4 | Existing positions closed: 8
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
+$2.74M |
| 2 |
IAIM
International Assets Investment Management
Orlando,
Florida
|
+$930K |
| 3 |
Wells Fargo
San Francisco,
California
|
+$845K |
| 4 |
AWS
Atria Wealth Solutions
New York
|
+$820K |
| 5 |
IWP
IAG Wealth Partners
Waukesha,
Wisconsin
|
+$560K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$3.31M |
| 2 |
Morgan Stanley
New York
|
-$1.73M |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$1.12M |
| 4 |
CAG
Csenge Advisory Group
Clearwater,
Florida
|
-$565K |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$382K |
FYC Hedge Fund Activity: Q2 2023 in Review
67 of the 6,383 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q2 2023, worth a combined $129M — up 2.3% from $126M a quarter earlier.
Sellers outnumbered buyers: 8 funds closed out of FYC and 4 opened new positions — a net loss of 4 holders — while 31 trimmed existing stakes and 17 added.
The largest buyer was LPL Financial, adding an estimated $2.74M. The largest seller was Raymond James Financial Services Advisors, cutting an estimated $3.31M.
- 67 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q2 2023, down from 72 in Q1 2023.
- Funds reported $129M of First Trust Small Cap Growth AlphaDEX Fund stock for Q2 2023, up 2.3% quarter-over-quarter.
- 4 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q2 2023 and 8 closed out, a net change of -4 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q2 2023 was LPL Financial, an estimated $2.74M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q2 2023 was Raymond James Financial Services Advisors, an estimated $3.31M sold.
Based on aggregated 13F filings for Q2 2023.