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First Trust Small Cap Growth AlphaDEX Fund

33 hedge funds and large institutions have $34.4M invested in First Trust Small Cap Growth AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
33
Holders Change
+3
Holders Change %
+10%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
12
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Bank of America
1
Bank of America
North Carolina
$8.06M 257,629 +207,161 +410%
Morgan Stanley
2
Morgan Stanley
New York
$7.48M 238,948 -18,130 -7%
LPL Financial
3
LPL Financial
California
$5.64M 179,848 -89,615 -33%
CCA
4
Clearwater Capital Advisors
Illinois
$1.74M 55,429 +55,429 New
BFEC
5
Benjamin F. Edwards & Company
Missouri
$1.29M 41,045 +2,714 +7%
RJA
6
Raymond James & Associates
Florida
$1.11M 35,526 +15,554 +78%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$1.08M 34,555 -737 -2%
Wells Fargo
8
Wells Fargo
California
$1.06M 33,755 -21,232 -39%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$918K 29,325 +5,044 +21%
SG Americas Securities
10
SG Americas Securities
New York
$865K 27,630 +27,630 New
SG
11
Societe Generale
$865K 27,630 +27,630 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$726K 23,182 -926 -4%
Jane Street
13
Jane Street
New York
$677K 21,614 -17,584 -45%
JIP
14
Jaffetilchin Investment Partners
Florida
$621K 19,849 +19,849 New
Stifel Financial
15
Stifel Financial
Missouri
$326K 10,415 +483 +5%
HFS
16
HL Financial Services
Kentucky
$286K 9,136 +225 +3%
CIM
17
Confluence Investment Management
Missouri
$273K 8,736 -5 -0.1%
IA
18
IFP Advisors
Florida
$253K 8,093 +6,757 +506%
Goldman Sachs
19
Goldman Sachs
New York
$247K 7,887 +7,887 New
WA
20
WFG Advisors
Texas
$226K 7,208 +176 +3%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$125K 3,994 +634 +19%
GWM
22
Geneos Wealth Management
Colorado
$96K 3,065
UBS Group
23
UBS Group
Switzerland
$94K 3,000 +130 +5%
DADC
24
D.A. Davidson & Co
Montana
$83K 2,668 +304 +13%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$63K 2,017 +281 +16%