First Trust Small Cap Growth AlphaDEX Fund
33 hedge funds and large institutions have $34.4M invested in First Trust Small Cap Growth AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 4 closing their positions.
100% more first-time investments, than exits
New positions opened: 8 | Existing positions closed: 4
33% more repeat investments, than reductions
Existing positions increased: 12 | Existing positions reduced: 9
23% more capital invested
Capital invested by funds: $27.8M → $34.4M (+$6.53M)
11.37% more ownership
Funds ownership: 61.77% → 73.14% (+11%)
10% more funds holding
Funds holding: 30 → 33 (+3)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$6.33M |
| 2 |
SG Americas Securities
New York
|
+$844K |
| 3 |
JIP
Jaffetilchin Investment Partners
Tampa,
Florida
|
+$606K |
| 4 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$475K |
| 5 |
Goldman Sachs
New York
|
+$241K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
LPL Financial
San Diego,
California
|
-$2.74M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$806K |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$712K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$649K |
| 5 |
Morgan Stanley
New York
|
-$554K |
FYC Hedge Fund Activity: Q2 2016 in Review
33 of the 3,756 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q2 2016, worth a combined $34.4M — up 23% from $27.8M a quarter earlier.
Buyers outnumbered sellers: 8 funds opened new FYC positions and 4 closed out — a net gain of 4 holders — while 12 added to existing stakes and 9 trimmed.
The largest buyer was Bank of America, adding an estimated $6.33M. The largest seller was LPL Financial, cutting an estimated $2.74M.
- 33 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q2 2016, up from 30 in Q1 2016.
- Funds reported $34.4M of First Trust Small Cap Growth AlphaDEX Fund stock for Q2 2016, up 23% quarter-over-quarter.
- 8 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q2 2016 and 4 closed out, a net change of +4 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q2 2016 was Bank of America, an estimated $6.33M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q2 2016 was LPL Financial, an estimated $2.74M sold.
Based on aggregated 13F filings for Q2 2016.