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First Trust Small Cap Growth AlphaDEX Fund

33 hedge funds and large institutions have $34.4M invested in First Trust Small Cap Growth AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 8 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 4

33% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 9

23% more capital invested

Capital invested by funds: $27.8M → $34.4M (+$6.53M)

11.37% more ownership

Funds ownership: 61.77%73.14% (+11%)

10% more funds holding

Funds holding: 3033 (+3)

Holders
33
Holders Change
+3
Holders Change %
+10%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
12
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$8.06M +$6.33M +207,161 +410%
Morgan Stanley
2
Morgan Stanley
New York
$7.48M -$554K -18,130 -7%
LPL Financial
3
LPL Financial
California
$5.64M -$2.74M -89,615 -33%
CCA
4
Clearwater Capital Advisors
Illinois
$1.74M +$1.69M +55,429 New
BFEC
5
Benjamin F. Edwards & Company
Missouri
$1.28M +$82.9K +2,714 +7%
RJA
6
Raymond James & Associates
Florida
$1.11M +$475K +15,554 +78%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$1.08M -$22.5K -737 -2%
Wells Fargo
8
Wells Fargo
California
$1.06M -$649K -21,232 -39%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$918K +$154K +5,044 +21%
SG Americas Securities
10
SG Americas Securities
New York
$865K +$844K +27,630 New
SG
11
Societe Generale
$865K +$844K +27,630 New
RJFSA
12
Raymond James Financial Services Advisors
Florida
$726K -$28.3K -926 -4%
Jane Street
13
Jane Street
New York
$677K -$537K -17,584 -45%
JIP
14
Jaffetilchin Investment Partners
Florida
$621K +$606K +19,849 New
Stifel Financial
15
Stifel Financial
Missouri
$326K +$14.8K +483 +5%
HFS
16
HL Financial Services
Kentucky
$286K +$6.87K +225 +3%
CIM
17
Confluence Investment Management
Missouri
$273K -$153 -5 -0.1%
IA
18
IFP Advisors
Florida
$253K +$206K +6,757 +506%
Goldman Sachs
19
Goldman Sachs
New York
$247K +$241K +7,887 New
WA
20
WFG Advisors
Texas
$226K +$5.38K +176 +3%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$125K +$19.4K +634 +19%
GWM
22
Geneos Wealth Management
Colorado
$96K
UBS Group
23
UBS Group
Switzerland
$94K +$3.97K +130 +5%
DADC
24
D.A. Davidson & Co
Montana
$83K +$9.29K +304 +13%
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$63K +$8.58K +281 +16%