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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

57 hedge funds and large institutions have $96.4M invested in First Trust Small Cap Growth AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 19 reducing their positions, and 9 closing their positions.

Holders
57
Holders Change
–
Holders Change %
0%
% of All Funds
1.15%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
9
Increased
18
Reduced
19
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Truist Financial
1
Truist Financial
North Carolina
$9.12M
2
KAS
2
Kestra Advisory Services
Texas
$1.8M
3
Wells Fargo
3
Wells Fargo
California
$6.27M
4
Stifel Financial
4
Stifel Financial
Missouri
$1.95M
5
First Trust Advisors
5
First Trust Advisors
Illinois
$2.14M

Top Sellers

1
SL
1
Savior LLC
Massachusetts
$0
2
FAIM
2
Financial Advocates Investment Management
Washington
$0
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
TFA
4
Transamerica Financial Advisors
Florida
$2K
5
SPC
5
Sigma Planning Corp
Michigan
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$12.5M 264,028 -10,909 -4%
SG
2
Strid Group
Pennsylvania
$10.3M 216,879 +522 +0.2%
LPL Financial
3
LPL Financial
California
$9.13M 193,093 -4,391 -2%
Truist Financial
4
Truist Financial
North Carolina
$9.12M 193,061 +193,061 New
Bank of America
5
Bank of America
North Carolina
$6.72M 142,146 -7,458 -5%
Wells Fargo
6
Wells Fargo
California
$6.27M 132,731 +28,954 +28%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$4.69M 99,162 +14,883 +18%
MI
8
Moneywise Inc
Virginia
$3.39M 71,683 +11,644 +19%
RJA
9
Raymond James & Associates
Florida
$2.7M 57,184 -1,087 -2%
LWS
10
Lucia Wealth Services
California
$2.41M 51,031 -8,103 -14%
First Trust Advisors
11
First Trust Advisors
Illinois
$2.14M 45,245 +18,102 +67%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$2.05M 43,300 +2,880 +7%
UBS Group
13
UBS Group
Switzerland
$2.04M 43,191 -1,436 -3%
Stifel Financial
14
Stifel Financial
Missouri
$1.95M 41,196 +26,506 +180%
Susquehanna International Group
15
Susquehanna International Group
Pennsylvania
$1.93M 40,794 +2,062 +5%
AI
16
Atria Investments
North Carolina
$1.9M 40,196 +172 +0.4%
KAS
17
Kestra Advisory Services
Texas
$1.8M 38,108 +38,108 New
MA
18
MONECO Advisors
Connecticut
$1.63M 34,532 +5,426 +19%
RJFSA
19
Raymond James Financial Services Advisors
Florida
$1.54M 32,621 -9,533 -23%
IAIM
20
International Assets Investment Management
Florida
$1.28M 33,349 -5,336 -14%
SPIA
21
Steward Partners Investment Advisory
New York
$1.11M 23,386 -95 -0.4%
Goldman Sachs
22
Goldman Sachs
New York
$991K 20,976 -359 -2%
Osaic Holdings
23
Osaic Holdings
Arizona
$983K 20,908 +3,578 +21%
MML Investors Services
24
MML Investors Services
Massachusetts
$737K 15,589 -2,231 -13%
Cambridge Investment Research Advisors
25
Cambridge Investment Research Advisors
Iowa
$673K 14,239 -1,052 -7%
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