First Trust Small Cap Growth AlphaDEX Fund
57 hedge funds and large institutions have $96.4M invested in First Trust Small Cap Growth AlphaDEX Fund in 2020 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 19 reducing their positions, and 9 closing their positions.
18% more capital invested
Capital invested by funds: $81.8M → $96.4M (+$14.6M)
2.48% more ownership
Funds ownership: 59.54% → 62.01% (+2.5%)
0% more funds holding
Funds holding: 57 → 57 (0)
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
0% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 9
5% less repeat investments, than reductions
Existing positions increased: 18 | Existing positions reduced: 19
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Truist Financial
Charlotte,
North Carolina
|
+$8.82M |
| 2 |
Wells Fargo
San Francisco,
California
|
+$1.32M |
| 3 |
Stifel Financial
St. Louis,
Missouri
|
+$1.21M |
| 4 |
First Trust Advisors
Wheaton,
Illinois
|
+$827K |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$680K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SL
Savior LLC
Wellesley Hills,
Massachusetts
|
-$4.68M |
| 2 |
FAIM
Financial Advocates Investment Management
Olympia,
Washington
|
-$1.88M |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$1.18M |
| 4 |
SPC
Sigma Planning Corp
Ann Arbor,
Michigan
|
-$705K |
| 5 |
TFA
Transamerica Financial Advisors
St. Petersburg,
Florida
|
-$528K |
FYC Hedge Fund Activity: Q3 2020 in Review
57 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q3 2020, worth a combined $96.4M — up 18% from $81.8M a quarter earlier.
Fund positioning in FYC was balanced in Q3 2020: 9 funds opened new positions, 9 closed out, 18 added to existing stakes and 19 trimmed.
The largest buyer was Truist Financial, opening a new position worth an estimated $8.82M. The largest seller was Savior LLC, exiting entirely with an estimated $4.68M sold.
- 57 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q3 2020, unchanged from Q2 2020.
- Funds reported $96.4M of First Trust Small Cap Growth AlphaDEX Fund stock for Q3 2020, up 18% quarter-over-quarter.
- 9 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q3 2020 and 9 closed out, a net change of 0 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q3 2020 was Truist Financial, an estimated $8.82M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q3 2020 was Savior LLC, an estimated $4.68M sold.
Based on aggregated 13F filings for Q3 2020.