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First Trust Small Cap Growth AlphaDEX Fund

45 hedge funds and large institutions have $99.6M invested in First Trust Small Cap Growth AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 9 closing their positions.

Holders
45
Holders Change
+6
Holders Change %
+15.38%
% of All Funds
1.02%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
14
Reduced
14
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$28.9M 679,442 +86,850 +15%
LPL Financial
2
LPL Financial
California
$15.4M 362,448 +118,826 +49%
Bank of America
3
Bank of America
North Carolina
$14.6M 344,392 +42,311 +14%
UBS Group
4
UBS Group
Switzerland
$6.37M 149,723 +86,153 +136%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$6M 141,242 +129,890 +1,144%
RJA
6
Raymond James & Associates
Florida
$4.01M 94,377 +15,234 +19%
KWM
7
Kingsview Wealth Management
Oregon
$3.2M 75,362 +29,055 +63%
SAM
8
Shamrock Asset Management
Texas
$2.74M 64,401 -68,391 -52%
CCA
9
Clearwater Capital Advisors
Illinois
$2.32M 54,591 -5,823 -10%
First Trust Advisors
10
First Trust Advisors
Illinois
$2.16M 50,699 +4,671 +10%
TFA
11
Transamerica Financial Advisors
Florida
$2M 47,067 -13,181 -22%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.99M 46,916 +21,085 +82%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.93M 45,451 -2,367 -5%
BFEC
14
Benjamin F. Edwards & Company
Missouri
$1.33M 31,259 -12,519 -29%
Wells Fargo
15
Wells Fargo
California
$1.22M 28,758 -506 -2%
BCM
16
Breiter Capital Management
Florida
$747K 17,570 +17,570 New
Stifel Financial
17
Stifel Financial
Missouri
$586K 13,826 -3,523 -20%
NWP
18
Northstar Wealth Partners
Connecticut
$472K 10,955 +459 +4%
FAAS
19
First Allied Advisory Services
California
$396K 9,320 -303 -3%
CWM
20
Cornerstone Wealth Management
Missouri
$350K 8,128 -863 -10%
IA
21
IFP Advisors
Florida
$320K 7,528 -199 -3%
JIP
22
Jaffetilchin Investment Partners
Florida
$318K 7,479 -3,889 -34%
CAN
23
Cetera Advisor Networks
California
$295K 6,901 +6,901 New
UR
24
USCA RIA
Texas
$278K 6,528 +6,528 New
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$255K 5,994 -1,000 -14%