First Trust Small Cap Growth AlphaDEX Fund
FYC
16 hedge funds and large institutions have $26.8M invested in First Trust Small Cap Growth AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 6 increasing their positions, 4 reducing their positions, and 2 closing their positions.
50% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 2
50% more repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 4
10% more capital invested
Capital invested by funds: $24.3M → $26.8M (+$2.46M)
7% more funds holding
Funds holding: 15 → 16 (+1)
4.56% more ownership
Funds ownership: 67.22% → 71.78% (+4.6%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$5.32M |
| 2 |
LPL Financial
San Diego,
California
|
+$290K |
| 3 |
FHC
First Heartland Consultants
Lake St. Louis,
Missouri
|
+$139K |
| 4 |
Stifel Financial
St. Louis,
Missouri
|
+$97.9K |
| 5 |
BFEC
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
+$36.8K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$440K |
| 2 |
Morgan Stanley
New York
|
-$421K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$356K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$22.1K |
| 5 |
AIG
American International Group
New York
|
-$5.67K |
FYC Hedge Fund Activity: Q3 2014 in Review
16 of the 3,455 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q3 2014, worth a combined $26.8M — up 10% from $24.3M a quarter earlier.
Buyers outnumbered sellers: 3 funds opened new FYC positions and 2 closed out — a net gain of 1 holder — while 6 added to existing stakes and 4 trimmed.
The largest buyer was Bank of America, adding an estimated $5.32M. The largest seller was Susquehanna International Group, exiting entirely with an estimated $440K sold.
- 16 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q3 2014, up from 15 in Q2 2014.
- Funds reported $26.8M of First Trust Small Cap Growth AlphaDEX Fund stock for Q3 2014, up 10% quarter-over-quarter.
- 3 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q3 2014 and 2 closed out, a net change of +1 holder.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q3 2014 was Bank of America, an estimated $5.32M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q3 2014 was Susquehanna International Group, an estimated $440K sold.
Based on aggregated 13F filings for Q3 2014.