First Trust Small Cap Growth AlphaDEX Fund
82 hedge funds and large institutions have $150M invested in First Trust Small Cap Growth AlphaDEX Fund in 2022 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 21 increasing their positions, 36 reducing their positions, and 21 closing their positions.
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
6.43% less ownership
Funds ownership: 66.77% → 60.34% (-6.4%)
13% less funds holding
Funds holding: 94 → 82 (-12)
39% less capital invested
Capital invested by funds: $246M → $150M (-$96.3M)
42% less repeat investments, than reductions
Existing positions increased: 21 | Existing positions reduced: 36
48% less first-time investments, than exits
New positions opened: 11 | Existing positions closed: 21
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$4.69M |
| 2 |
AC
Avestar Capital
New York
|
+$1.72M |
| 3 |
IA
IFP Advisors
Tampa,
Florida
|
+$1.41M |
| 4 |
CAG
Csenge Advisory Group
Clearwater,
Florida
|
+$1.36M |
| 5 |
Envestnet Asset Management
Chicago,
Illinois
|
+$1.32M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
First Trust Advisors
Wheaton,
Illinois
|
-$28.3M |
| 2 |
Wells Fargo
San Francisco,
California
|
-$9.43M |
| 3 |
LPL Financial
San Diego,
California
|
-$6.61M |
| 4 |
BFEC
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
-$6.21M |
| 5 |
PFA
Plotkin Financial Advisors
Chevy Chase,
Maryland
|
-$5.41M |
FYC Hedge Fund Activity: Q1 2022 in Review
82 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2022, worth a combined $150M — down 39% from $246M a quarter earlier.
Sellers outnumbered buyers: 21 funds closed out of FYC and 11 opened new positions — a net loss of 10 holders — while 36 trimmed existing stakes and 21 added.
The largest buyer was Bank of America, adding an estimated $4.69M. The largest seller was First Trust Advisors, exiting entirely with an estimated $28.3M sold.
- 82 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2022, down from 94 in Q4 2021.
- Funds reported $150M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2022, down 39% quarter-over-quarter.
- 11 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2022 and 21 closed out, a net change of -10 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2022 was Bank of America, an estimated $4.69M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2022 was First Trust Advisors, an estimated $28.3M sold.
Based on aggregated 13F filings for Q1 2022.