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First Trust Small Cap Growth AlphaDEX Fund

14 hedge funds and large institutions have $21.4M invested in First Trust Small Cap Growth AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 3 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 3

91% more capital invested

Capital invested by funds: $11.2M → $21.4M (+$10.2M)

40% more funds holding

Funds holding: 1014 (+4)

16.62% more ownership

Funds ownership: 43.21%59.84% (+17%)

Holders
14
Holders Change
+4
Holders Change %
+40%
% of All Funds
0.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
6
Reduced
3
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$7.33M +$6.2M +209,188 +573%
Morgan Stanley
2
Morgan Stanley
New York
$4.22M +$1.26M +42,368 +43%
Wells Fargo
3
Wells Fargo
California
$2.57M -$83.7K -2,824 -3%
Stifel Financial
4
Stifel Financial
Missouri
$2.5M +$2.49M +83,954 New
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$1.83M +$1.55M +52,351 +576%
VFS
6
VSR Financial Services
Kansas
$1.17M +$200K +6,749 +21%
LPL Financial
7
LPL Financial
California
$916K +$702K +23,675 +337%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$416K -$2.13M -71,969 -84%
FHC
9
First Heartland Consultants
Missouri
$290K +$288K +9,712 New
Deutsche Bank
10
Deutsche Bank
Germany
$116K -$86.5K -2,916 -43%
WA
11
WFG Advisors
Texas
$26K
AIG
12
American International Group
New York
$13.8K +$4.45K +150 +48%
DADC
13
D.A. Davidson & Co
Montana
$6K +$6.05K +204 New
WEC
14
Winslow Evans & Crocker
Massachusetts
$2.98K +$2.96K +100 New