First Trust Small Cap Growth AlphaDEX Fund
14 hedge funds and large institutions have $21.4M invested in First Trust Small Cap Growth AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 3 reducing their positions, and closing their positions.
100% more repeat investments, than reductions
Existing positions increased: 6 | Existing positions reduced: 3
91% more capital invested
Capital invested by funds: $11.2M → $21.4M (+$10.2M)
40% more funds holding
Funds holding: 10 → 14 (+4)
16.62% more ownership
Funds ownership: 43.21% → 59.84% (+17%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$6.2M |
| 2 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$1.55M |
| 3 |
Morgan Stanley
New York
|
+$1.26M |
| 4 |
LPL Financial
San Diego,
California
|
+$702K |
| 5 |
FHC
First Heartland Consultants
Lake St. Louis,
Missouri
|
+$288K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$2.13M |
| 2 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$86.5K |
| 3 |
Wells Fargo
San Francisco,
California
|
-$83.7K |
FYC Hedge Fund Activity: Q1 2014 in Review
14 of the 3,475 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2014, worth a combined $21.4M — up 91% from $11.2M a quarter earlier.
Buyers outnumbered sellers: 4 funds opened new FYC positions and 0 closed out — a net gain of 4 holders — while 6 added to existing stakes and 3 trimmed.
The largest buyer was Bank of America, adding an estimated $6.2M. The largest seller was Royal Bank of Canada, cutting an estimated $2.13M.
- 14 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2014, up from 10 in Q4 2013.
- Funds reported $21.4M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2014, up 91% quarter-over-quarter.
- 4 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2014 and 0 closed out, a net change of +4 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2014 was Bank of America, an estimated $6.2M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2014 was Royal Bank of Canada, an estimated $2.13M sold.
Based on aggregated 13F filings for Q1 2014.