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First Trust Small Cap Growth AlphaDEX Fund

67 hedge funds and large institutions have $156M invested in First Trust Small Cap Growth AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 24 increasing their positions, 18 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

550% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 2

62% more capital invested

Capital invested by funds: $96.4M → $156M (+$60M)

33% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 18

18% more funds holding

Funds holding: 5767 (+10)

4.76% more ownership

Funds ownership: 62.01%66.77% (+4.8%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
67
Holders Change
+10
Holders Change %
+17.54%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
13
Increased
24
Reduced
18
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.8M +$1.34M +24,681 +9%
LPL Financial
2
LPL Financial
California
$17.1M +$4.58M +84,207 +44%
First Trust Advisors
3
First Trust Advisors
Illinois
$16.8M +$12.3M +227,143 +502%
Truist Financial
4
Truist Financial
North Carolina
$10.9M -$928K -17,070 -9%
Wells Fargo
5
Wells Fargo
California
$10.2M +$1.76M +32,448 +24%
Bank of America
6
Bank of America
North Carolina
$8.19M -$509K -9,361 -7%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$7.7M +$4.43M +81,504 +188%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$6.62M +$445K +8,188 +8%
Stifel Financial
9
Stifel Financial
Missouri
$6.59M +$3.57M +65,713 +160%
MI
10
Moneywise Inc
Virginia
$5.04M +$544K +10,001 +14%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$4M +$1.75M +32,256 +99%
SG
12
Strid Group
Pennsylvania
$3.71M -$8.52M -156,699 -72%
UBS Group
13
UBS Group
Switzerland
$3.57M +$796K +14,638 +34%
RJA
14
Raymond James & Associates
Florida
$3.5M -$29K -533 -0.9%
SPIA
15
Steward Partners Investment Advisory
New York
$3.18M +$1.53M +28,104 +120%
MIAN
16
Mariner Independent Advisor Network
Kansas
$3.09M +$2.72M +50,084 New
KAS
17
Kestra Advisory Services
Texas
$2.79M +$374K +6,887 +18%
MA
18
MONECO Advisors
Connecticut
$2.69M +$296K +5,447 +16%
AI
19
Atria Investments
North Carolina
$2.42M -$54.5K -1,003 -2%
SMF
20
Sterling Manor Financial
New York
$2.31M +$2.04M +37,469 New
Osaic Holdings
21
Osaic Holdings
Arizona
$2.19M +$792K +14,578 +70%
IAIM
22
International Assets Investment Management
Florida
$1.5M -$181K -3,333 -10%
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$1.1M -$1.24M -22,891 -56%
MIM
24
MTM Investment Management
South Carolina
$1.09M +$962K +17,702 New
PNC Financial Services Group
25
PNC Financial Services Group
Pennsylvania
$1.03M +$222K +4,077 +32%