First Trust Small Cap Growth AlphaDEX Fund
67 hedge funds and large institutions have $179M invested in First Trust Small Cap Growth AlphaDEX Fund in 2019 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 20 increasing their positions, 29 reducing their positions, and 10 closing their positions.
3% less capital invested
Capital invested by funds: $185M → $179M (-$5.75M)
4% less funds holding
Funds holding: 70 → 67 (-3)
5.02% less ownership
Funds ownership: 64.49% → 59.48% (-5%)
30% less first-time investments, than exits
New positions opened: 7 | Existing positions closed: 10
31% less repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 29
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
First Trust Advisors
Wheaton,
Illinois
|
+$3.49M |
| 2 |
Morgan Stanley
New York
|
+$3.04M |
| 3 |
IWA
IBEX Wealth Advisors
Bedminster,
New Jersey
|
+$2.34M |
| 4 |
Wells Fargo
San Francisco,
California
|
+$2.23M |
| 5 |
UBS Group
Zurich,
Switzerland
|
+$1.57M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$13.1M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$5.36M |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$3.5M |
| 4 |
Carson Wealth (CWM LLC)
Omaha,
Nebraska
|
-$3.44M |
| 5 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$3.12M |
FYC Hedge Fund Activity: Q1 2019 in Review
67 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2019, worth a combined $179M — down 3.1% from $185M a quarter earlier.
Sellers outnumbered buyers: 10 funds closed out of FYC and 7 opened new positions — a net loss of 3 holders — while 29 trimmed existing stakes and 20 added.
The largest buyer was First Trust Advisors, adding an estimated $3.49M. The largest seller was Raymond James & Associates, cutting an estimated $13.1M.
- 67 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2019, down from 70 in Q4 2018.
- Funds reported $179M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2019, down 3.1% quarter-over-quarter.
- 7 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2019 and 10 closed out, a net change of -3 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2019 was First Trust Advisors, an estimated $3.49M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2019 was Raymond James & Associates, an estimated $13.1M sold.
Based on aggregated 13F filings for Q1 2019.