First Trust Small Cap Growth AlphaDEX Fund
15 hedge funds and large institutions have $24.3M invested in First Trust Small Cap Growth AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 5 increasing their positions, 4 reducing their positions, and 1 closing their positions.
100% more first-time investments, than exits
New positions opened: 2 | Existing positions closed: 1
25% more repeat investments, than reductions
Existing positions increased: 5 | Existing positions reduced: 4
13% more capital invested
Capital invested by funds: $21.4M → $24.3M (+$2.89M)
7.38% more ownership
Funds ownership: 59.84% → 67.22% (+7.4%)
7% more funds holding
Funds holding: 14 → 15 (+1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
+$2.91M |
| 2 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$1.06M |
| 3 |
LPL Financial
San Diego,
California
|
+$974K |
| 4 |
Morgan Stanley
New York
|
+$688K |
| 5 |
FHC
First Heartland Consultants
Lake St. Louis,
Missouri
|
+$83.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$1.35M |
| 2 |
VFS
VSR Financial Services
Overland Park,
Kansas
|
-$1.17M |
| 3 |
Stifel Financial
St. Louis,
Missouri
|
-$437K |
| 4 |
Wells Fargo
San Francisco,
California
|
-$177K |
| 5 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
-$69.2K |
FYC Hedge Fund Activity: Q2 2014 in Review
15 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q2 2014, worth a combined $24.3M — up 13% from $21.4M a quarter earlier.
Buyers outnumbered sellers: 2 funds opened new FYC positions and 1 closed out — a net gain of 1 holder — while 5 added to existing stakes and 4 trimmed.
The largest buyer was Bank of America, adding an estimated $2.91M. The largest seller was Susquehanna International Group, cutting an estimated $1.35M.
- 15 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q2 2014, up from 14 in Q1 2014.
- Funds reported $24.3M of First Trust Small Cap Growth AlphaDEX Fund stock for Q2 2014, up 13% quarter-over-quarter.
- 2 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q2 2014 and 1 closed out, a net change of +1 holder.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q2 2014 was Bank of America, an estimated $2.91M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q2 2014 was Susquehanna International Group, an estimated $1.35M sold.
Based on aggregated 13F filings for Q2 2014.