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First Trust Small Cap Growth AlphaDEX Fund

60 hedge funds and large institutions have $63M invested in First Trust Small Cap Growth AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 6 increasing their positions, 31 reducing their positions, and 20 closing their positions.

Holders
60
Holders Change
-8
Holders Change %
-11.76%
% of All Funds
1.33%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
14
Increased
6
Reduced
31
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.27M 284,308 -116,819 -29%
LPL Financial
2
LPL Financial
California
$7.36M 225,825 -56,575 -20%
SG
3
Strid Group
Pennsylvania
$6.85M 210,188 +210,188 New
Bank of America
4
Bank of America
North Carolina
$6.16M 188,806 -177,494 -48%
Wells Fargo
5
Wells Fargo
California
$4.38M 134,364 -40,628 -23%
Cambridge Investment Research Advisors
6
Cambridge Investment Research Advisors
Iowa
$3.89M 119,398 -17,148 -13%
RJA
7
Raymond James & Associates
Florida
$3.52M 107,778 -59,217 -35%
Susquehanna International Group
8
Susquehanna International Group
Pennsylvania
$2.13M 64,941 +64,941 New
RJFSA
9
Raymond James Financial Services Advisors
Florida
$1.71M 52,330 -13,109 -20%
UBS Group
10
UBS Group
Switzerland
$1.45M 44,548 -111,102 -71%
FAIM
11
Financial Advocates Investment Management
Washington
$1.43M 43,735 +43,735 New
IAIM
12
International Assets Investment Management
Florida
$1.08M 39,033 +39,033 New
Goldman Sachs
13
Goldman Sachs
New York
$1.01M 30,835
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$915K 28,024 -53,946 -66%
SPIA
15
Steward Partners Investment Advisory
New York
$765K 23,484 -167 -0.7%
MA
16
MONECO Advisors
Connecticut
$757K 23,228 +23,228 New
Jane Street
17
Jane Street
New York
$749K 22,982 +22,982 New
BFEC
18
Benjamin F. Edwards & Company
Missouri
$694K 21,280 -133,971 -86%
Citadel Advisors
19
Citadel Advisors
Florida
$614K 18,750 -18,705 -50%
MML Investors Services
20
MML Investors Services
Massachusetts
$591K 18,138 -35,720 -66%
AAS
21
Avantax Advisory Services
Texas
$566K 17,368 -7,524 -30%
SPC
22
Sigma Planning Corp
Michigan
$559K 17,150 -5,112 -23%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$550K 16,888 -8,422 -33%
Osaic Holdings
24
Osaic Holdings
Arizona
$539K 16,481 +16,481 New
TRCT
25
Tower Research Capital (TRC)
New York
$530K 16,267 +7,399 +83%