First Trust Small Cap Growth AlphaDEX Fund
62 hedge funds and large institutions have $176M invested in First Trust Small Cap Growth AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 7 closing their positions.
1.67% more ownership
Funds ownership: 59.48% → 61.15% (+1.7%)
9% more repeat investments, than reductions
Existing positions increased: 25 | Existing positions reduced: 23
1% less capital invested
Capital invested by funds: $179M → $176M (-$2.41M)
7% less funds holding
Funds holding: 67 → 62 (-5)
29% less first-time investments, than exits
New positions opened: 5 | Existing positions closed: 7
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$2.39M |
| 2 |
BCM
Breiter Capital Management
Bradenton,
Florida
|
+$2.22M |
| 3 |
SPC
Sigma Planning Corp
Ann Arbor,
Michigan
|
+$2.11M |
| 4 |
TFA
Transamerica Financial Advisors
St. Petersburg,
Florida
|
+$2.02M |
| 5 |
GIA
Gladstone Institutional Advisory
Palm Beach Gardens,
Florida
|
+$1.61M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Bank of America
Charlotte,
North Carolina
|
-$4.54M |
| 2 |
Morgan Stanley
New York
|
-$3.57M |
| 3 |
LPL Financial
San Diego,
California
|
-$3.42M |
| 4 |
Citadel Advisors
Miami,
Florida
|
-$1.33M |
| 5 |
UBS Group
Zurich,
Switzerland
|
-$1.06M |
FYC Hedge Fund Activity: Q2 2019 in Review
62 of the 4,625 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q2 2019, worth a combined $176M — down 1.3% from $179M a quarter earlier.
Sellers outnumbered buyers: 7 funds closed out of FYC and 5 opened new positions — a net loss of 2 holders — while 23 trimmed existing stakes and 25 added.
The largest buyer was Wells Fargo, adding an estimated $2.39M. The largest seller was Bank of America, cutting an estimated $4.54M.
- 62 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q2 2019, down from 67 in Q1 2019.
- Funds reported $176M of First Trust Small Cap Growth AlphaDEX Fund stock for Q2 2019, down 1.3% quarter-over-quarter.
- 5 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q2 2019 and 7 closed out, a net change of -2 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q2 2019 was Wells Fargo, an estimated $2.39M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q2 2019 was Bank of America, an estimated $4.54M sold.
Based on aggregated 13F filings for Q2 2019.