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First Trust Small Cap Growth AlphaDEX Fund

62 hedge funds and large institutions have $176M invested in First Trust Small Cap Growth AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.67% more ownership

Funds ownership: 59.48%61.15% (+1.7%)

9% more repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 23

1% less capital invested

Capital invested by funds: $179M → $176M (-$2.41M)

7% less funds holding

Funds holding: 6762 (-5)

29% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 7

Holders
62
Holders Change
-5
Holders Change %
-7.46%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
25
Reduced
23
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$28.3M -$3.57M -78,090 -11%
LPL Financial
2
LPL Financial
California
$19.8M -$3.42M -74,762 -15%
Bank of America
3
Bank of America
North Carolina
$18.8M -$4.54M -99,166 -20%
First Trust Advisors
4
First Trust Advisors
Illinois
$16.6M +$981K +21,452 +6%
RJA
5
Raymond James & Associates
Florida
$12M -$563K -12,314 -5%
UBS Group
6
UBS Group
Switzerland
$10.1M -$1.06M -23,253 -10%
Wells Fargo
7
Wells Fargo
California
$8.43M +$2.39M +52,267 +41%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$8.12M +$93.1K +2,036 +1%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$5.72M +$218K +4,771 +4%
BCM
10
Breiter Capital Management
Florida
$3.12M +$2.22M +48,615 +263%
MML Investors Services
11
MML Investors Services
Massachusetts
$3.02M +$361K +7,897 +14%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.9M +$1.47M +32,050 +106%
CS
13
Credit Suisse
Switzerland
$2.83M -$176K -3,844 -6%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.76M -$27K -590 -1%
IWA
15
IBEX Wealth Advisors
New Jersey
$2.38M -$51K -1,114 -2%
GIA
16
Gladstone Institutional Advisory
Florida
$2.36M +$1.61M +35,085 +225%
DADC
17
D.A. Davidson & Co
Montana
$2.2M +$31.3K +685 +1%
SPC
18
Sigma Planning Corp
Michigan
$2.14M +$2.11M +46,020 New
TFA
19
Transamerica Financial Advisors
Florida
$2.14M +$2.02M +44,213 +2,601%
Janney Montgomery Scott
20
Janney Montgomery Scott
Pennsylvania
$2.11M -$285K -6,235 -12%
Susquehanna International Group
21
Susquehanna International Group
Pennsylvania
$1.97M +$1.51M +33,027 +358%
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$1.56M +$77.1K +1,685 +5%
Goldman Sachs
23
Goldman Sachs
New York
$1.44M
Stifel Financial
24
Stifel Financial
Missouri
$1.37M -$186K -4,071 -12%
AG
25
Advisor Group
Arizona
$1.32M -$81K -1,770 -6%