Sigma Planning Corp’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Sigma Planning Corp’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-5,235	Closed	-$284K	–	1292
2022 Q2	$284K	Buy	5,235 +321	+7%	+$19.1K	0.01%	1018
2022 Q1	$336K	Sell	4,914 -10,706	-69%	-$718K	0.01%	1008
2021 Q4	$1.17M	Sell	15,620 -6,640	-30%	-$498K	0.03%	486
2021 Q3	$1.59M	Sell	22,260 -19,132	-46%	-$1.37M	0.05%	390
2021 Q2	$3.03M	Buy	41,392 +7,403	+22%	+$524K	0.09%	242
2021 Q1	$2.37M	Buy	33,989 +30,687	+929%	+$2.16M	0.08%	281
2020 Q4	$204K	Buy	+3,302	New	+$179K	0.01%	1101
2020 Q3	–	Sell	-16,625	Closed	-$705K	–	1103
2020 Q2	$705K	Sell	16,625 -525	-3%	-$20K	0.03%	485
2020 Q1	$559K	Sell	17,150 -5,112	-23%	-$218K	0.03%	459
2019 Q4	$1.04M	Sell	22,262 -25,167	-53%	-$1.13M	0.04%	393
2019 Q3	$2.08M	Buy	47,429 +1,409	+3%	+$64.1K	0.1%	213
2019 Q2	$2.14M	Buy	+46,020	New	+$2.11M	0.11%	198
2019 Q1	–	Sell	-16,992	Closed	-$682K	–	957
2018 Q4	$682K	Sell	16,992 -5,900	-26%	-$265K	0.05%	346
2018 Q3	$1.2M	Buy	+22,892	New	+$1.17M	0.07%	267
2016 Q1	–	Sell	-14,766	Closed	-$450K	–	728
2015 Q4	$450K	Buy	+14,766	New	+$457K	0.06%	343

Other funds holding FYC

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JAWM

J. Arnold Wealth Management Youngstown, Ohio $294M AUM 33.6% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.18B AUM 16.73% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Sigma Planning Corp's FYC Position: Q3 2022 in Review

Sigma Planning Corp sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q3 2022, closing a stake of 5,235 shares — an estimated $284K sold.

Sigma Planning Corp first reported a position in FYC in Q4 2015 and held it in 15 quarters. The position peaked at $3.03M in Q2 2021. 72 funds tracked by Wall St. Rank hold FYC as of Q3 2022.

Sigma Planning Corp reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q3 2022 after selling out during the quarter.
Sigma Planning Corp sold 5,235 First Trust Small Cap Growth AlphaDEX Fund shares in Q3 2022, an estimated $284K.
Sigma Planning Corp first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q4 2015 and held it in 15 quarters.
Sigma Planning Corp's First Trust Small Cap Growth AlphaDEX Fund position peaked at $3.03M in Q2 2021.
72 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q3 2022.

Based on Sigma Planning Corp's 13F filing for Q3 2022, filed 10 Nov 2022.