First Trust Small Cap Growth AlphaDEX Fund
64 hedge funds and large institutions have $153M invested in First Trust Small Cap Growth AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 28 reducing their positions, and 7 closing their positions.
29% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 7
3% more funds holding
Funds holding: 62 → 64 (+2)
0.98% more ownership
Funds ownership: 61.15% → 62.13% (+0.98%)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
13% less capital invested
Capital invested by funds: $176M → $153M (-$23.8M)
36% less repeat investments, than reductions
Existing positions increased: 18 | Existing positions reduced: 28
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$1.67M |
| 2 |
First Trust Advisors
Wheaton,
Illinois
|
+$1.21M |
| 3 |
Jane Street
New York
|
+$1.05M |
| 4 |
AAS
Avantax Advisory Services
Dallas,
Texas
|
+$883K |
| 5 |
Citadel Advisors
Miami,
Florida
|
+$470K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$7.28M |
| 2 |
LPL Financial
San Diego,
California
|
-$4.85M |
| 3 |
UBS Group
Zurich,
Switzerland
|
-$2.16M |
| 4 |
Bank of America
Charlotte,
North Carolina
|
-$2.12M |
| 5 |
TFA
Transamerica Financial Advisors
St. Petersburg,
Florida
|
-$2.01M |
FYC Hedge Fund Activity: Q3 2019 in Review
64 of the 4,574 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q3 2019, worth a combined $153M — down 13% from $176M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new FYC positions and 7 closed out — a net gain of 2 holders — while 18 added to existing stakes and 28 trimmed.
The largest buyer was Wells Fargo, adding an estimated $1.67M. The largest seller was Morgan Stanley, cutting an estimated $7.28M.
- 64 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q3 2019, up from 62 in Q2 2019.
- Funds reported $153M of First Trust Small Cap Growth AlphaDEX Fund stock for Q3 2019, down 13% quarter-over-quarter.
- 9 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q3 2019 and 7 closed out, a net change of +2 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q3 2019 was Wells Fargo, an estimated $1.67M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q3 2019 was Morgan Stanley, an estimated $7.28M sold.
Based on aggregated 13F filings for Q3 2019.