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First Trust Small Cap Growth AlphaDEX Fund

70 hedge funds and large institutions have $324M invested in First Trust Small Cap Growth AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 18 funds opening new positions, 31 increasing their positions, 12 reducing their positions, and 9 closing their positions.

Holders
70
Holders Change
+9
Holders Change %
+14.75%
% of All Funds
1.6%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
31
Reduced
12
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$82.2M 1,570,258 +617,440 +65%
RJA
2
Raymond James & Associates
Florida
$44.8M 855,594 +248,769 +41%
Bank of America
3
Bank of America
North Carolina
$39.5M 755,335 +205,057 +37%
LPL Financial
4
LPL Financial
California
$33.6M 641,871 +186,642 +41%
UBS Group
5
UBS Group
Switzerland
$13.9M 266,086 +64,876 +32%
First Trust Advisors
6
First Trust Advisors
Illinois
$12.7M 243,628 +49,638 +26%
Cambridge Investment Research Advisors
7
Cambridge Investment Research Advisors
Iowa
$11.8M 225,392 +55,686 +33%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$9.55M 182,451 -2,079 -1%
CWM
9
Cornerstone Wealth Management
Missouri
$8.99M 372,493 -324,735 -47%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$8.35M 159,604 +86,069 +117%
Carson Wealth (CWM LLC)
11
Carson Wealth (CWM LLC)
Nebraska
$4.03M 77,030 +562 +0.7%
MML Investors Services
12
MML Investors Services
Massachusetts
$3.79M 72,351 +32,348 +81%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$3.33M 63,715 +7,628 +14%
CCA
14
Clearwater Capital Advisors
Illinois
$2.67M 50,990 -2,230 -4%
SAM
15
Shamrock Asset Management
Texas
$2.64M 50,433 -4,515 -8%
CS
16
Credit Suisse
Switzerland
$2.62M 50,000
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$2.54M 48,623 +14,485 +42%
DADC
18
D.A. Davidson & Co
Montana
$2.35M 44,871 +44,871 New
TFA
19
Transamerica Financial Advisors
Florida
$2.22M 42,444 -440 -1%
Wells Fargo
20
Wells Fargo
California
$2.03M 38,741 +13,891 +56%
LA
21
LexAurum Advisors
Kansas
$2.02M 38,627 +3,218 +9%
GRP
22
Global Retirement Partners
California
$1.67M 31,927 +31,927 New
Citadel Advisors
23
Citadel Advisors
Florida
$1.66M 31,740 +31,740 New
IWM
24
IHT Wealth Management
Illinois
$1.64M 31,370 +26,783 +584%
MWM
25
Merriman Wealth Management
Washington
$1.61M 30,704 +335 +1%