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First Trust Small Cap Growth AlphaDEX Fund

30 hedge funds and large institutions have $65.7M invested in First Trust Small Cap Growth AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 5 reducing their positions, and 2 closing their positions.

Holders
30
Holders Change
+5
Holders Change %
+20%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
13
Reduced
5
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$15.1M 496,211 +204,023 +70%
TFA
2
Transamerica Financial Advisors
Florida
$13.2M 431,369 -5,993 -1%
LPL Financial
3
LPL Financial
California
$12.9M 435,992 +205,335 +89%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$8.03M 263,418 +11,795 +5%
UBS Group
5
UBS Group
Switzerland
$3.02M 98,941 +88,049 +808%
VFS
6
VSR Financial Services
Kansas
$1.83M 60,085 +60,085 New
Bank of America
7
Bank of America
North Carolina
$1.78M 58,301 +7,604 +15%
Wells Fargo
8
Wells Fargo
California
$1.73M 56,551 -542 -0.9%
RJA
9
Raymond James & Associates
Florida
$1.67M 54,776 +29,300 +115%
Cambridge Investment Research Advisors
10
Cambridge Investment Research Advisors
Iowa
$1.28M 41,798 -2,018 -5%
BFEC
11
Benjamin F. Edwards & Company
Missouri
$1.09M 35,764 +19,451 +119%
Stifel Financial
12
Stifel Financial
Missouri
$1.07M 34,986 +23,753 +211%
First Trust Advisors
13
First Trust Advisors
Illinois
$567K 18,576 +18,576 New
SPC
14
Sigma Planning Corp
Michigan
$450K 14,766 +14,766 New
BCM
15
Beck Capital Management
Texas
$283K 9,270 +9,270 New
IA
16
IFP Advisors
Florida
$267K 8,751 +8,751 New
CIM
17
Confluence Investment Management
Missouri
$267K 8,766 +8,766 New
JIP
18
Jaffetilchin Investment Partners
Florida
$238K 7,802 +7,802 New
FHC
19
First Heartland Consultants
Missouri
$221K 7,230 -1,376 -16%
MFS
20
MSI Financial Services
Massachusetts
$217K 7,104 +6,262 +744%
WA
21
WFG Advisors
Texas
$189K 6,191 +751 +14%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$109K 3,580 +3,360 +1,527%
DADC
23
D.A. Davidson & Co
Montana
$66K 2,176 +329 +18%
PNC Financial Services Group
24
PNC Financial Services Group
Pennsylvania
$53K 1,736 +1 +0.1%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$45K 1,487