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First Trust Small Cap Growth AlphaDEX Fund

78 hedge funds and large institutions have $236M invested in First Trust Small Cap Growth AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 25 increasing their positions, 34 reducing their positions, and 8 closing their positions.

Holders
78
Holders Change
-5
Holders Change %
-6.02%
% of All Funds
1.37%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
5
Increased
25
Reduced
34
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
LPL Financial
1
LPL Financial
California
$30.1M 421,134 -90,731 -18%
First Trust Advisors
2
First Trust Advisors
Illinois
$26.8M 374,514 +12,222 +3%
Morgan Stanley
3
Morgan Stanley
New York
$18M 252,034 -4,840 -2%
JAWM
4
J. Arnold Wealth Management
Ohio
$17M 237,048 +9,592 +4%
Wells Fargo
5
Wells Fargo
California
$13.5M 188,007 -181,864 -49%
Bank of America
6
Bank of America
North Carolina
$10.8M 150,253 +17,740 +13%
RJA
7
Raymond James & Associates
Florida
$10.2M 141,806 +6,712 +5%
BFEC
8
Benjamin F. Edwards & Company
Missouri
$9.69M 135,329 -3,282 -2%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$9.29M 129,782 +8,428 +7%
Truist Financial
10
Truist Financial
North Carolina
$9.11M 127,264 -202,848 -61%
Stifel Financial
11
Stifel Financial
Missouri
$6.76M 94,364 -18,883 -17%
CAG
12
Csenge Advisory Group
Florida
$5.79M 79,701 +5,904 +8%
PFA
13
Plotkin Financial Advisors
Maryland
$5.65M 78,987 -16,799 -18%
MI
14
Moneywise Inc
Virginia
$5M 69,793 -6,770 -9%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$4.89M 68,257 -37,111 -35%
UBS Group
16
UBS Group
Switzerland
$4.66M 65,057 -3,332 -5%
SPIA
17
Steward Partners Investment Advisory
New York
$3.78M 52,775 +553 +1%
Osaic Holdings
18
Osaic Holdings
Arizona
$3.75M 52,352 +10,273 +24%
AI
19
Atria Investments
North Carolina
$3.37M 47,053 +2,251 +5%
MA
20
MONECO Advisors
Connecticut
$2.66M 37,209 +22 +0.1%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$2.6M 36,272 +8,961 +33%
KPWS
22
Kestra Private Wealth Services
Texas
$2.21M 30,798 +30,798 New
PNC Financial Services Group
23
PNC Financial Services Group
Pennsylvania
$2.06M 28,837 +5,200 +22%
KWM
24
Kingsview Wealth Management
Oregon
$2.05M 28,609 +702 +3%
NA
25
NewEdge Advisors
Louisiana
$1.76M 24,597 +1,351 +6%