First Trust Small Cap Growth AlphaDEX Fund
10 hedge funds and large institutions have $6.97M invested in First Trust Small Cap Growth AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 1 increasing their positions, 3 reducing their positions, and 2 closing their positions.
150% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 2
43% more funds holding
Funds holding: 7 → 10 (+3)
24% more capital invested
Capital invested by funds: $5.61M → $6.97M (+$1.36M)
0.14% less ownership
Funds ownership: 50.84% → 50.7% (-0.14%)
67% less repeat investments, than reductions
Existing positions increased: 1 | Existing positions reduced: 3
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
VFS
VSR Financial Services
Overland Park,
Kansas
|
+$1.11M |
| 2 |
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
+$384K |
| 3 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$239K |
| 4 |
LPL Financial
San Diego,
California
|
+$195K |
| 5 |
Bank of America
Charlotte,
North Carolina
|
+$26.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
-$888K |
| 2 |
Wells Fargo
San Francisco,
California
|
-$165K |
| 3 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$103K |
| 4 |
Morgan Stanley
New York
|
-$85.5K |
| 5 |
FHC
First Heartland Consultants
Lake St. Louis,
Missouri
|
-$2K |
FYC Hedge Fund Activity: Q3 2013 in Review
10 of the 3,096 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q3 2013, worth a combined $6.97M — up 24% from $5.61M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new FYC positions and 2 closed out — a net gain of 3 holders — while 1 added to existing stakes and 3 trimmed.
The largest buyer was VSR Financial Services, opening a new position worth an estimated $1.11M. The largest seller was Cambridge Investment Research Advisors, exiting entirely with an estimated $888K sold.
- 10 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q3 2013, up from 7 in Q2 2013.
- Funds reported $6.97M of First Trust Small Cap Growth AlphaDEX Fund stock for Q3 2013, up 24% quarter-over-quarter.
- 5 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q3 2013 and 2 closed out, a net change of +3 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q3 2013 was VSR Financial Services, an estimated $1.11M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q3 2013 was Cambridge Investment Research Advisors, an estimated $888K sold.
Based on aggregated 13F filings for Q3 2013.