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First Trust Small Cap Growth AlphaDEX Fund
FYC

10 hedge funds and large institutions have $6.97M invested in First Trust Small Cap Growth AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 1 increasing their positions, 3 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 2

43% more funds holding

Funds holding: 7 → 10 (+3)

24% more capital invested

Capital invested by funds: $5.61M → $6.97M (+$1.36M)

0.14% less ownership

Funds ownership: 50.84% → 50.7% (-0.14%)

67% less repeat investments, than reductions

Existing positions increased: 1 | Existing positions reduced: 3

Holders
10
Holders Change
+3
Holders Change %
+42.86%
% of All Funds
0.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
1
Reduced
3
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VFS
VSR Financial Services
Kansas
+$1.11M
2
Deutsche Bank
Deutsche Bank
Germany
+$384K
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$239K
4
LPL Financial
LPL Financial
California
+$195K
5
Bank of America
Bank of America
North Carolina
+$26.7K

Top Sellers

1
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$888K
2
Wells Fargo
Wells Fargo
California
-$165K
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$103K
4
Morgan Stanley
Morgan Stanley
New York
-$85.5K
5
FHC
First Heartland Consultants
Missouri
-$2K
Name Holding Trade Value Shares
Change 		Change in
Stake
Wells Fargo
1
Wells Fargo
California
$2.55M -$165K -6,267 -6%
Morgan Stanley
2
Morgan Stanley
New York
$1.34M -$85.5K -3,257 -6%
VFS
3
VSR Financial Services
Kansas
$1.16M +$1.11M +42,187 New
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$1.01M -$103K -3,916 -10%
Deutsche Bank
5
Deutsche Bank
Germany
$402K +$384K +14,632 New
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$250K +$239K +9,108 New
LPL Financial
7
LPL Financial
California
$208K +$195K +7,434 New
Bank of America
8
Bank of America
North Carolina
$40K +$26.7K +1,018 +226%
WA
9
WFG Advisors
Texas
$5K – – –
AIG
10
American International Group
New York
$3.16K +$3.02K +115 New
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
– -$888K -36,235 Closed
FHC
12
First Heartland Consultants
Missouri
– -$2K -85 Closed