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First Trust Small Cap Growth AlphaDEX Fund

70 hedge funds and large institutions have $185M invested in First Trust Small Cap Growth AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 22 increasing their positions, 26 reducing their positions, and 13 closing their positions.

Holders
70
Holders Change
Holders Change %
0%
% of All Funds
1.56%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
13
Increased
22
Reduced
26
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Bank of America
1
Bank of America
North Carolina
$25M 623,782 -131,553 -17%
Morgan Stanley
2
Morgan Stanley
New York
$24.8M 616,936 -953,322 -61%
RJA
3
Raymond James & Associates
Florida
$22.5M 561,427 -294,167 -34%
LPL Financial
4
LPL Financial
California
$21M 524,127 -117,744 -18%
First Trust Advisors
5
First Trust Advisors
Illinois
$10.3M 257,111 +13,483 +6%
UBS Group
6
UBS Group
Switzerland
$8.2M 204,484 -61,602 -23%
BFEC
7
Benjamin F. Edwards & Company
Missouri
$8.07M 201,019 +18,568 +10%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$7.54M 187,911 -37,481 -17%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$3.52M 87,563 +87,563 New
Wells Fargo
10
Wells Fargo
California
$3.17M 79,070 +40,329 +104%
Carson Wealth (CWM LLC)
11
Carson Wealth (CWM LLC)
Nebraska
$3.13M 78,024 +994 +1%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$2.99M 74,618 -84,986 -53%
TRCT
13
Tower Research Capital (TRC)
New York
$2.89M 72,035 +60,801 +541%
SFS
14
Sowell Financial Services
Arkansas
$2.74M 68,178 +68,178 New
CS
15
Credit Suisse
Switzerland
$2.65M 65,954 +15,954 +32%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$2.29M 57,141 +8,518 +18%
MML Investors Services
17
MML Investors Services
Massachusetts
$2.25M 56,103 -16,248 -22%
CA
18
Cetera Advisors
Colorado
$2.11M 52,730 +25,663 +95%
Citadel Advisors
19
Citadel Advisors
Florida
$2.08M 51,825 +20,085 +63%
CCA
20
Clearwater Capital Advisors
Illinois
$1.98M 49,280 -1,710 -3%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$1.97M 49,038 -14,677 -23%
TFA
22
Transamerica Financial Advisors
Florida
$1.81M 45,195 +2,751 +6%
DADC
23
D.A. Davidson & Co
Montana
$1.81M 45,179 +308 +0.7%
Goldman Sachs
24
Goldman Sachs
New York
$1.68M 41,938 +41,938 New
LA
25
LexAurum Advisors
Kansas
$1.63M 40,555 +1,928 +5%