First Trust Small Cap Growth AlphaDEX Fund
70 hedge funds and large institutions have $185M invested in First Trust Small Cap Growth AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 25 reducing their positions, and 14 closing their positions.
0% more funds holding
Funds holding: 70 → 70 (0)
0% more first-time investments, than exits
New positions opened: 14 | Existing positions closed: 14
1.13% less ownership
Funds ownership: 65.62% → 64.49% (-1.1%)
12% less repeat investments, than reductions
Existing positions increased: 22 | Existing positions reduced: 25
41% less capital invested
Capital invested by funds: $316M → $185M (-$131M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$3.93M |
| 2 |
SFS
Sowell Financial Services
North Little Rock,
Arkansas
|
+$3.06M |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
+$2.73M |
| 4 |
Goldman Sachs
New York
|
+$1.88M |
| 5 |
Wells Fargo
San Francisco,
California
|
+$1.81M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$42.8M |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$13.2M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$5.9M |
| 4 |
LPL Financial
San Diego,
California
|
-$5.28M |
| 5 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
-$3.81M |
FYC Hedge Fund Activity: Q4 2018 in Review
70 of the 4,505 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q4 2018, worth a combined $185M — down 41% from $316M a quarter earlier.
Fund positioning in FYC was balanced in Q4 2018: 14 funds opened new positions, 14 closed out, 22 added to existing stakes and 25 trimmed.
The largest buyer was Susquehanna International Group, opening a new position worth an estimated $3.93M. The largest seller was Morgan Stanley, cutting an estimated $42.8M.
- 70 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q4 2018, unchanged from Q3 2018.
- Funds reported $185M of First Trust Small Cap Growth AlphaDEX Fund stock for Q4 2018, down 41% quarter-over-quarter.
- 14 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q4 2018 and 14 closed out, a net change of 0 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q4 2018 was Susquehanna International Group, an estimated $3.93M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q4 2018 was Morgan Stanley, an estimated $42.8M sold.
Based on aggregated 13F filings for Q4 2018.