First Trust Small Cap Growth AlphaDEX Fund
68 hedge funds and large institutions have $145M invested in First Trust Small Cap Growth AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 13 funds opening new positions, 14 increasing their positions, 32 reducing their positions, and 9 closing their positions.
44% more first-time investments, than exits
New positions opened: 13 | Existing positions closed: 9
6% more funds holding
Funds holding: 64 → 68 (+4)
0.19% more ownership
Funds ownership: 62.13% → 62.32% (+0.19%)
5% less capital invested
Capital invested by funds: $153M → $145M (-$7.22M)
56% less repeat investments, than reductions
Existing positions increased: 14 | Existing positions reduced: 32
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
PAG
Private Advisory Group
Redmond,
Washington
|
+$1.99M |
| 2 |
Citadel Advisors
Miami,
Florida
|
+$1.22M |
| 3 |
RJFSA
Raymond James Financial Services Advisors
St. Petersburg,
Florida
|
+$738K |
| 4 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$658K |
| 5 |
MIAN
Mariner Independent Advisor Network
Overland Park,
Kansas
|
+$464K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$3.94M |
| 2 |
BCM
Breiter Capital Management
Bradenton,
Florida
|
-$3M |
| 3 |
IWA
IBEX Wealth Advisors
Bedminster,
New Jersey
|
-$2.23M |
| 4 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
-$2.19M |
| 5 |
Morgan Stanley
New York
|
-$2.06M |
FYC Hedge Fund Activity: Q4 2019 in Review
68 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q4 2019, worth a combined $145M — down 4.7% from $153M a quarter earlier.
Buyers outnumbered sellers: 13 funds opened new FYC positions and 9 closed out — a net gain of 4 holders — while 14 added to existing stakes and 32 trimmed.
The largest buyer was Private Advisory Group, opening a new position worth an estimated $1.99M. The largest seller was Raymond James & Associates, cutting an estimated $3.94M.
- 68 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q4 2019, up from 64 in Q3 2019.
- Funds reported $145M of First Trust Small Cap Growth AlphaDEX Fund stock for Q4 2019, down 4.7% quarter-over-quarter.
- 13 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q4 2019 and 9 closed out, a net change of +4 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q4 2019 was Private Advisory Group, an estimated $1.99M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q4 2019 was Raymond James & Associates, an estimated $3.94M sold.
Based on aggregated 13F filings for Q4 2019.