Breiter Capital Management’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Breiter Capital Management’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-68,351	Closed	-$3M	–	88
2019 Q3	$3M	Buy	68,351 +1,281	+2%	+$58.3K	3.94%	4
2019 Q2	$3.12M	Buy	67,070 +48,615	+263%	+$2.22M	4.16%	4
2019 Q1	$801K	Buy	+18,455	New	+$826K	1.07%	26
2018 Q4	–	Sell	-12,356	Closed	-$646K	–	90
2018 Q3	$646K	Sell	12,356 -6,099	-33%	-$311K	0.82%	48
2018 Q2	$895K	Buy	18,455 +768	+4%	+$35.6K	1.25%	20
2018 Q1	$767K	Buy	17,687 +117	+0.7%	+$5.08K	1.04%	26
2017 Q4	$747K	Buy	+17,570	New	+$734K	1.07%	30

Other funds holding FYC

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $170B AUM 46.21% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

BFEC

Benjamin F. Edwards & Company St. Louis, Missouri $5.69B AUM 15.37% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Breiter Capital Management's FYC Position: Q4 2019 in Review

Breiter Capital Management sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q4 2019, closing a stake of 68,351 shares — an estimated $3M sold.

Breiter Capital Management first reported a position in FYC in Q4 2017 and held it in 7 quarters. The position peaked at $3.12M in Q2 2019. 68 funds tracked by Wall St. Rank hold FYC as of Q4 2019.

Breiter Capital Management reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q4 2019 after selling out during the quarter.
Breiter Capital Management sold 68,351 First Trust Small Cap Growth AlphaDEX Fund shares in Q4 2019, an estimated $3M.
Breiter Capital Management first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q4 2017 and held it in 7 quarters.
Breiter Capital Management's First Trust Small Cap Growth AlphaDEX Fund position peaked at $3.12M in Q2 2019.
68 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q4 2019.

Based on Breiter Capital Management's 13F filing for Q4 2019, filed 23 Jan 2020.