First Trust Small Cap Growth AlphaDEX Fund
50 hedge funds and large institutions have $104M invested in First Trust Small Cap Growth AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 13 reducing their positions, and 3 closing their positions.
200% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 3
38% more repeat investments, than reductions
Existing positions increased: 18 | Existing positions reduced: 13
11% more funds holding
Funds holding: 45 → 50 (+5)
5% more capital invested
Capital invested by funds: $99.6M → $104M (+$4.6M)
1.22% less ownership
Funds ownership: 66.92% → 65.7% (-1.2%)
100% less funds holding in top 10
Funds holding in top 10: 1 → 0 (-1)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$7.83M |
| 2 |
SPIA
Steward Partners Investment Advisory
New York
|
+$1.31M |
| 3 |
MML Investors Services
Springfield,
Massachusetts
|
+$938K |
| 4 |
BFEC
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
+$559K |
| 5 |
JIP
Jaffetilchin Investment Partners
Tampa,
Florida
|
+$480K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
-$4.67M |
| 2 |
LPL Financial
San Diego,
California
|
-$3.66M |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$493K |
| 4 |
NWP
Northstar Wealth Partners
West Hartford,
Connecticut
|
-$472K |
| 5 |
SAM
Shamrock Asset Management
Dallas,
Texas
|
-$399K |
FYC Hedge Fund Activity: Q1 2018 in Review
50 of the 4,363 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q1 2018, worth a combined $104M — up 4.6% from $99.6M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new FYC positions and 3 closed out — a net gain of 6 holders — while 18 added to existing stakes and 13 trimmed.
The largest buyer was Raymond James & Associates, adding an estimated $7.83M. The largest seller was Morgan Stanley, cutting an estimated $4.67M.
- 50 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q1 2018, up from 45 in Q4 2017.
- Funds reported $104M of First Trust Small Cap Growth AlphaDEX Fund stock for Q1 2018, up 4.6% quarter-over-quarter.
- 9 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q1 2018 and 3 closed out, a net change of +6 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q1 2018 was Raymond James & Associates, an estimated $7.83M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q1 2018 was Morgan Stanley, an estimated $4.67M sold.
Based on aggregated 13F filings for Q1 2018.