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First Trust Small Cap Growth AlphaDEX Fund
FYC

Overview Fund Activity

50 hedge funds and large institutions have $104M invested in First Trust Small Cap Growth AlphaDEX Fund in 2018 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 18 increasing their positions, 13 reducing their positions, and 3 closing their positions.

Holders
50
Holders Change
+5
Holders Change %
+11.11%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
9
Increased
18
Reduced
13
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$11.9M
2
SPIA
2
Steward Partners Investment Advisory
New York
$1.31M
3
MML Investors Services
3
MML Investors Services
Massachusetts
$937K
4
BFEC
4
Benjamin F. Edwards & Company
Missouri
$1.91M
5
JIP
5
Jaffetilchin Investment Partners
Florida
$804K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$24.8M
2
LPL Financial
2
LPL Financial
California
$12.1M
3
Bank of America
3
Bank of America
North Carolina
$14.4M
4
NWP
4
Northstar Wealth Partners
Connecticut
$0
5
SAM
5
Shamrock Asset Management
Texas
$2.57M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$24.8M 571,738 -107,704 -16%
Bank of America
2
Bank of America
North Carolina
$14.4M 333,031 -11,361 -3%
LPL Financial
3
LPL Financial
California
$12.1M 278,142 -84,306 -23%
RJA
4
Raymond James & Associates
Florida
$11.9M 274,900 +180,523 +191%
Cambridge Investment Research Advisors
5
Cambridge Investment Research Advisors
Iowa
$6.56M 151,197 +9,955 +7%
UBS Group
6
UBS Group
Switzerland
$6.27M 144,433 -5,290 -4%
KWM
7
Kingsview Wealth Management
Oregon
$2.95M 67,887 -7,475 -10%
SAM
8
Shamrock Asset Management
Texas
$2.57M 55,198 -9,203 -14%
First Trust Advisors
9
First Trust Advisors
Illinois
$2.49M 57,320 +6,621 +13%
CCA
10
Clearwater Capital Advisors
Illinois
$2.3M 53,020 -1,571 -3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$2.04M 47,021 +1,570 +3%
TFA
12
Transamerica Financial Advisors
Florida
$1.93M 44,375 -2,692 -6%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$1.91M 44,131 +12,872 +41%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$1.75M 40,437 -6,479 -14%
SPIA
15
Steward Partners Investment Advisory
New York
$1.31M 30,211 +30,211 New
Wells Fargo
16
Wells Fargo
California
$1.25M 28,877 +119 +0.4%
MML Investors Services
17
MML Investors Services
Massachusetts
$937K 21,612 +21,612 New
JIP
18
Jaffetilchin Investment Partners
Florida
$804K 18,546 +11,067 +148%
BCM
19
Breiter Capital Management
Florida
$767K 17,687 +117 +0.7%
Stifel Financial
20
Stifel Financial
Missouri
$728K 16,817 +2,991 +22%
CWM
21
Cornerstone Wealth Management
Missouri
$600K 14,232 +6,104 +75%
UR
22
USCA RIA
Texas
$448K 10,327 +3,799 +58%
FAAS
23
First Allied Advisory Services
California
$422K 9,764 +444 +5%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$376K 8,687 +3,482 +67%
CAN
25
Cetera Advisor Networks
California
$340K 7,823 +922 +13%
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