First Trust Small Cap Growth AlphaDEX Fund
39 hedge funds and large institutions have $81.3M invested in First Trust Small Cap Growth AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 2 closing their positions.
350% more first-time investments, than exits
New positions opened: 9 | Existing positions closed: 2
25% more repeat investments, than reductions
Existing positions increased: 15 | Existing positions reduced: 12
23% more capital invested
Capital invested by funds: $66.1M → $81.3M (+$15.3M)
18% more funds holding
Funds holding: 33 → 39 (+6)
1.31% more ownership
Funds ownership: 61.36% → 62.66% (+1.3%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$3.56M |
| 2 |
SAM
Shamrock Asset Management
Dallas,
Texas
|
+$2.4M |
| 3 |
BFEC
Benjamin F. Edwards & Company
St. Louis,
Missouri
|
+$1.22M |
| 4 |
Citadel Advisors
Miami,
Florida
|
+$912K |
| 5 |
Susquehanna International Group
Bala Cynwyd,
Pennsylvania
|
+$774K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
-$940K |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$742K |
| 3 |
FAAS
First Allied Advisory Services
San Diego,
California
|
-$368K |
| 4 |
TFA
Transamerica Financial Advisors
St. Petersburg,
Florida
|
-$301K |
| 5 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
-$152K |
FYC Hedge Fund Activity: Q3 2017 in Review
39 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Small Cap Growth AlphaDEX Fund (FYC) for Q3 2017, worth a combined $81.3M — up 23% from $66.1M a quarter earlier.
Buyers outnumbered sellers: 9 funds opened new FYC positions and 2 closed out — a net gain of 7 holders — while 15 added to existing stakes and 12 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $3.56M. The largest seller was Raymond James & Associates, cutting an estimated $940K.
- 39 institutional investors held First Trust Small Cap Growth AlphaDEX Fund (FYC) as of Q3 2017, up from 33 in Q2 2017.
- Funds reported $81.3M of First Trust Small Cap Growth AlphaDEX Fund stock for Q3 2017, up 23% quarter-over-quarter.
- 9 funds opened new First Trust Small Cap Growth AlphaDEX Fund positions in Q3 2017 and 2 closed out, a net change of +7 holders.
- The largest First Trust Small Cap Growth AlphaDEX Fund buyer in Q3 2017 was Morgan Stanley, an estimated $3.56M added.
- The largest First Trust Small Cap Growth AlphaDEX Fund seller in Q3 2017 was Raymond James & Associates, an estimated $940K sold.
Based on aggregated 13F filings for Q3 2017.