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First Trust Small Cap Growth AlphaDEX Fund

39 hedge funds and large institutions have $81.3M invested in First Trust Small Cap Growth AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 2 closing their positions.

Holders
39
Holders Change
+6
Holders Change %
+18.18%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
9
Increased
15
Reduced
12
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Market Value Shares Shares
Change
Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$24.4M 592,592 +91,723 +18%
Bank of America
2
Bank of America
North Carolina
$12.4M 302,081 -19,094 -6%
LPL Financial
3
LPL Financial
California
$10M 243,622 +5,604 +2%
SAM
4
Shamrock Asset Management
Texas
$5.47M 132,792 +61,740 +87%
RJA
5
Raymond James & Associates
Florida
$3.26M 79,143 -24,192 -23%
UBS Group
6
UBS Group
Switzerland
$2.62M 63,570 +1,710 +3%
CCA
7
Clearwater Capital Advisors
Illinois
$2.5M 60,414 +165 +0.3%
TFA
8
Transamerica Financial Advisors
Florida
$2.48M 60,248 -7,759 -11%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$1.97M 47,818 -3,903 -8%
KWM
10
Kingsview Wealth Management
Oregon
$1.91M 46,307 +11,221 +32%
First Trust Advisors
11
First Trust Advisors
Illinois
$1.9M 46,028 +6,777 +17%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$1.8M 43,778 +31,419 +254%
Wells Fargo
13
Wells Fargo
California
$1.21M 29,264 -988 -3%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$1.06M 25,831 +3,440 +15%
Citadel Advisors
15
Citadel Advisors
Florida
$967K 23,483 +23,483 New
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$821K 19,932 +19,932 New
Stifel Financial
17
Stifel Financial
Missouri
$716K 17,349 +5,315 +44%
MML Investors Services
18
MML Investors Services
Massachusetts
$647K 15,706 +15,706 New
VF
19
Virtu Financial
New York
$582K 14,124 +14,124 New
Cambridge Investment Research Advisors
20
Cambridge Investment Research Advisors
Iowa
$468K 11,352 +160 +1%
JIP
21
Jaffetilchin Investment Partners
Florida
$468K 11,368 +4,148 +57%
NWP
22
Northstar Wealth Partners
Connecticut
$434K 10,496 +10,496 New
FAAS
23
First Allied Advisory Services
California
$396K 9,623 -9,466 -50%
CWM
24
Cornerstone Wealth Management
Missouri
$374K 8,991 -356 -4%
IA
25
IFP Advisors
Florida
$318K 7,727