First Allied Advisory Services’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

First Allied Advisory Services’s Portfolio FYC Stock Details FYC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-7,026	Closed	-$327K	–	1121
2019 Q4	$327K	Sell	7,026 -2,558	-27%	-$115K	0.01%	895
2019 Q3	$422K	Buy	9,584 +710	+8%	+$32.3K	0.02%	743
2019 Q2	$413K	Sell	8,874 -873	-9%	-$39.9K	0.01%	746
2019 Q1	$452K	Buy	+9,747	New	+$436K	0.02%	707
2018 Q4	–	Sell	-5,080	Closed	-$266K	–	1112
2018 Q3	$266K	Sell	5,080 -4,924	-49%	-$251K	0.01%	964
2018 Q2	$485K	Buy	10,004 +240	+2%	+$11.1K	0.02%	685
2018 Q1	$422K	Buy	9,764 +444	+5%	+$19.3K	0.02%	731
2017 Q4	$396K	Sell	9,320 -303	-3%	-$12.7K	0.02%	748
2017 Q3	$396K	Sell	9,623 -9,466	-50%	-$368K	0.02%	703
2017 Q2	$735K	Buy	19,089 +13,548	+245%	+$503K	0.03%	506
2017 Q1	$202K	Buy	+5,541	New	+$198K	0.01%	992

Other funds holding FYC

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Strid Group Newtown Square, Pennsylvania $901M AUM 21.04% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $44.6B AUM 28.94% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $1.28T AUM 58.89% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

First Allied Advisory Services's FYC Position: Q1 2020 in Review

First Allied Advisory Services sold out of First Trust Small Cap Growth AlphaDEX Fund (FYC) in Q1 2020, closing a stake of 7,026 shares — an estimated $327K sold.

First Allied Advisory Services first reported a position in FYC in Q1 2017 and held it in 11 quarters. The position peaked at $735K in Q2 2017. 60 funds tracked by Wall St. Rank hold FYC as of Q1 2020.

First Allied Advisory Services reported no remaining First Trust Small Cap Growth AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
First Allied Advisory Services sold 7,026 First Trust Small Cap Growth AlphaDEX Fund shares in Q1 2020, an estimated $327K.
First Allied Advisory Services first reported a position in First Trust Small Cap Growth AlphaDEX Fund in Q1 2017 and held it in 11 quarters.
First Allied Advisory Services's First Trust Small Cap Growth AlphaDEX Fund position peaked at $735K in Q2 2017.
60 funds tracked by Wall St. Rank held First Trust Small Cap Growth AlphaDEX Fund as of Q1 2020.

Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.