First Allied Advisory Services’s First Trust Small Cap Growth AlphaDEX Fund FYC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-7,026	Closed	-$327K	–	1121
2019 Q4	$327K	Sell	7,026 -2,558	-27%	-$115K	0.01%	895
2019 Q3	$422K	Buy	9,584 +710	+8%	+$32.3K	0.02%	743
2019 Q2	$413K	Sell	8,874 -873	-9%	-$39.9K	0.01%	746
2019 Q1	$452K	Buy	+9,747	New	+$436K	0.02%	707
2018 Q4	–	Sell	-5,080	Closed	-$266K	–	1112
2018 Q3	$266K	Sell	5,080 -4,924	-49%	-$251K	0.01%	964
2018 Q2	$485K	Buy	10,004 +240	+2%	+$11.1K	0.02%	685
2018 Q1	$422K	Buy	9,764 +444	+5%	+$19.3K	0.02%	731
2017 Q4	$396K	Sell	9,320 -303	-3%	-$12.7K	0.02%	748
2017 Q3	$396K	Sell	9,623 -9,466	-50%	-$368K	0.02%	703
2017 Q2	$735K	Buy	19,089 +13,548	+245%	+$503K	0.03%	506
2017 Q1	$202K	Buy	+5,541	New	+$198K	0.01%	992